Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 ABCI CAPITAL LIMITED Ni, Hairong 倪海蓉 +Rep 2026-01-28
2   Ren, Chao (SFC:BXN334) 任超 +Rep 2026-01-28
3   Yang, Nanxi 杨南希 +Rep 2026-01-28
4 ABCI Securities Company Limited Dong, Buying 董步瀛 +Rep 2026-01-27
5 Aden Financial Group Limited Fok, Yiu Tung 霍耀東 +Rep 2026-01-27
6 Aeterna Asset Management Limited Lai, Vincent Wai Chung 黎維頌 +Rep 2026-01-29
7 AFT HK Treasury Limited Wang, Yu (SFC:APZ458) 王彧 -RO 2025-10-20 2026-01-26
8 Airwallex Capital Hong Kong Limited Cheng, Wing Hing (SFC:BXH582) 鄭詠馨 +Rep 2026-01-21
9 Alliance Capital Partners Limited (HK) Lai, Yin Man Naomi 黎彥汶 -Rep 2021-04-19 2026-01-31
10   Yau, Yin Tan 丘燕丹 -RO 2024-08-30 2026-01-31
11 AllianceBernstein Hong Kong Limited Pryor, Luke Christopher -Rep 2026-02-03 2026-02-04
12 ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED Phoon, Priscilla Yilin 潘藝琳 -Rep 2025-07-21 2026-01-22
13 ALPS CAPITAL MANAGEMENT LIMITED Own, Wai Lam Janice 翁慧霖 -Rep 2025-05-23 2026-01-23
14 ALTRUIST FINANCIAL GROUP LIMITED Yeung, Andy Chi Wai 楊志偉 -Rep 2018-10-04 2026-02-01
15 Ambersail Capital Limited Cheung, Paul Wai Chiu 張偉釗 +Rep 2026-01-28
16 AP Capital Limited Tong, Yee Lam 唐以霖 -Rep 2025-10-20 2026-01-31
17 APG Investments Asia Limited Hung, Brian Lap Hei 洪立熙 -Rep 2014-03-24 2026-01-29
18     +RO 2026-01-29
19 Apollo Capital Management Limited Li, Teng (SFC:BLI066) 李騰 -Rep 2025-06-18 2026-01-31
20 Ares Management Asia (Hong Kong) Limited Lee, Chaemin (SFC:BXP424) +Rep 2026-02-03
21 Ark Group Holdings (Hong Kong) Limited Kwan, Ching Yung 關靖蓉 -Rep 2025-10-02 2026-01-30
22   Kwan, Tsun Man 關俊文 -Rep 2025-10-28 2026-01-22
23     +RO 2026-01-22
24   Lam, Cheuk Yiu 林卓瑤 +Rep 2026-01-26
25   Lin, Qianqian (SFC:BBT103) 林倩倩 +Rep 2026-01-27
26   Ni, Zefeng 倪澤鋒 +Rep 2026-01-27
27   Shan, Jingjing 單靜靜 +Rep 2026-01-21
28 Arta Asset Management Limited Huang, Jianjun (SFC:BUQ204) 黃堅俊 -Rep 2024-08-01 2026-01-31
29   Liu, Chang (SFC:BAQ804) 劉暢 -Rep 2023-08-01 2026-01-31
30   Ying, Choi Yuk 邢彩鈺 -RO 2025-04-01 2026-01-21
31 Awaken Thunder Capital Limited Wang, Shuai (SFC:BNB844) 王帥 -RO 2024-07-08 2026-01-31
32 AWM Asset Management Limited Chung, Tsz Fung Nicky 鍾梓烽 +Rep 2026-02-02
33 AXA Investment Managers Asia Limited Collins, Michael Antiporda -Rep 2026-02-02 2026-02-03
34   Dean, Jonathan Matthew Coslett (SFC:BUY675) -Rep 2026-02-02 2026-02-03
35 Balyasny Asset Management (Hong Kong) Limited Li, Lingmin 李令敏 -Rep 2025-04-30 2026-01-27
36   Su, Yu-Hsuan 蘇彧玄 -Rep 2022-08-22 2026-01-30
37 BaoQiao Partners Capital Limited Fu, Haoyu 傅皓宇 -Rep 2024-08-28 2026-01-23
38 BARCLAYS CAPITAL ASIA LIMITED Ng, King Fung 吳景峯 +Rep 2026-01-27
39   Ouyang, Jiayi 歐陽嘉藝 +Rep 2026-01-27
40 Barentsz Asset Management Limited Niu, Yuanye 牛原野 +Rep 2026-01-28
41 BARING ASSET MANAGEMENT (ASIA) LIMITED Wong, Ho Sum Michelle 黃可琛 -Rep 2021-11-01 2026-02-04
42 Barrenjoey Asia Limited Kanaan, George (SFC:BBB501) -Rep 2026-01-27 2026-01-30
43   Lawcock, Glyn David +Rep 2026-02-02
44   McLean, Jenna Louise -Rep 2026-01-27 2026-01-30
45 BCT Financial Limited Chan, Ying Kin 陳英健 +Rep 2026-01-26
46   Ka, Pui Man 賈佩文 +Rep 2026-01-26
47   Kwok, Sze Man 郭詩敏 +Rep 2026-01-26
48   Lam, Sau Yan (SFC:BOG410) 林秀殷 +Rep 2026-01-26
49   Lau, Wun Ning 劉奐寧 +Rep 2026-01-26
50   Lee, Pui Yi (SFC:BND853) 李沛誼 +Rep 2026-01-27
51   Leung, Ka Ying (SFC:BMB325) 梁家凝 +Rep 2026-01-26
52   Mok, Ka Sha 莫卡莎 +Rep 2026-01-26
53   Ng, Wai San Sam 吳韋燊 +Rep 2026-01-26
54   Tang, Lai Fong Iris 鄧麗芳 +Rep 2026-01-26
55   Tsang, Suet Yi 曾雪兒 +Rep 2026-01-26
56   Wong, Jennifer Hiu Chee 黃曉姿 +Rep 2026-01-26
57   Wong, Tak Ming (SFC:BRA972) 王德明 +Rep 2026-01-26
58 BEAR BRIGHT LIMITED Sung, Hilda 宋玲鋆 +Rep 2026-01-22
59 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED Wu, Shiyi (SFC:BXN261) 邬诗意 +Rep 2026-02-02
60 Blackhorn Wealth Management Limited Tong, Tsz Yin +Rep 2026-02-02
61   Tsang, Wing Keung (SFC:ACO979) 曾永強 -Rep 2025-10-23 2026-01-22
62 BlackRock Asset Management North Asia Limited Cottington, Jordan Maxwell +Rep 2026-02-02
63   Peach, Nicholas Xavier Aidan -RO 2023-10-06 2026-01-27
64     +Rep 2026-01-27
65   Rieder, Richard Mark -Rep 2026-01-26 2026-01-28
66   Saigal, Navin -Rep 2026-01-26 2026-01-28
67 BLACKSTONE GROUP (HK) LIMITED (THE) Liaw, Eric (SFC:BWV871) +Rep 2026-01-28
68   Park Jr, Yoon Andrew +Rep 2026-01-28
69   Tong, Sze Ho 唐思灝 +Rep 2026-02-02
70 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Lau, Yiu Ki 劉耀棋 -Rep 2019-02-14 2026-01-30
71 BNP PARIBAS SECURITIES (ASIA) LIMITED Anand, Abhineet +Rep 2026-01-28
72   Brownell, James Llewellyn -Rep 2023-02-03 2026-01-23
73   Chi, Chen (SFC:BTW397) 迟琛 +Rep 2026-01-28
74   Jiang, Xiongxiao 蔣熊孝 -Rep 2025-09-29 2026-01-23
75     +RO 2026-01-23
76 BNY Mellon Investment Management Hong Kong Limited Langguth, Daved Thomas +Rep 2026-02-02
77   Smith, Marlene Walker +Rep 2026-02-02
78 BOCHK Asset Management Limited Ng, Samson Siu Fung 吳肇鋒 +Rep 2026-01-23
79 BOCI ASIA LIMITED Deng, Yunyi 鄧云逸 -Rep 2021-01-12 2026-01-21
80   Kwong, Tsz Fung Ivan 鄺梓豐 -Rep 2023-04-11 2026-01-30
81   Yeung, Hoi Yu 楊凱宇 -Rep 2024-08-14 2026-01-29
82 BOCI COMMODITIES & FUTURES LIMITED Xing, Jianfei (SFC:BTG487) 邢劍飛 +Rep 2026-02-04
83 BOCI RESEARCH LIMITED Cui, Zile 崔子乐 +Rep 2026-02-04
84   Ng, Sze Ho 吳思浩 +Rep 2026-02-04
85 BOCI SECURITIES LIMITED Chan, Lai Yan (SFC:BBT166) 陳勵恩 -Rep 2013-08-19 2026-01-22
86   Chan, Yue (SFC:ARE773) 陳裕 -Rep 2008-06-12 2026-02-02
87     +RO 2026-02-02
88   Cheung, Shing Yat 張聲一 -Rep 2004-07-20 2026-02-04
89     +RO 2026-02-04
90   Chui, Wing Yip (SFC:BUW216) 崔永業 -Rep 2024-04-17 2026-01-30
91   Cui, Zile 崔子乐 +Rep 2026-02-04
92   Deng, Yunyi 鄧云逸 -Rep 2025-08-14 2026-01-21
93   Hu, Wenzhou 胡文洲 +Rep 2026-01-22
94   Lau, Tat Ching 劉達青 -Rep 2023-09-22 2026-01-30
95   Li, Tony Ka Ho 李嘉豪 +Rep 2026-01-22
96   Ng, Sze Ho 吳思浩 +Rep 2026-02-04
97   Poon, Lai Fong 潘麗芳 -Rep 2023-05-02 2026-01-22
98   Wong, Shan Shan Claudia 王珊珊 -Rep 2022-10-28 2026-01-22
99   Wu, Wei (SFC:BUF816) 吳畏 -Rep 2025-09-12 2026-01-30
100     +RO 2026-01-30
101   Yeung, Hoi Yu 楊凱宇 -Rep 2024-08-14 2026-01-29
102   Zhang, Zhe (SFC:BIY266) 張喆 +Rep 2026-01-22
103 BOCOM International (Asia) Limited Ko, Liang-Wei Richard 柯良蔚 -Rep 2018-11-12 2026-01-30
104 BOCOM International Securities Limited Hong, Shang 洪尚 +Rep 2026-02-04
105   Ko, Liang-Wei Richard 柯良蔚 -Rep 2018-10-18 2026-01-30
106   Shaw, Jensens 邵將星 -Rep 2020-02-14 2026-01-29
107 Brianna Capital (Asia) Limited Lam, James Ting Kin 林廷堅 -Rep 2026-01-13 2026-01-28
108     +RO 2026-01-28
109 Bright Moon Capital Limited Lau, Chun Sing (SFC:ANQ367) 劉振聲 +RO 2026-01-29
110 Bright Moon Securities Limited   +RO 2026-01-29
111 Bright Point International Futures Limited Cao, Xueting +Rep 2026-02-04
112   Han, Chaoqun +Rep 2026-01-29
113 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Wong, Lok Fung (SFC:BXJ765) 黃洛鋒 +Rep 2026-01-22
114 Brookfield Advisors (Hong Kong) Limited Zhu, Yanlin 朱彥霖 -Rep 2025-08-11 2026-01-28
115     +RO 2026-01-28
116 CAM Wealth Management Company Limited Yang, Xiaoming (SFC:BQW808) 楊曉明 +Rep 2026-02-03
117 Campbell Lutyens Asia Pacific Limited Kaushik, Raghav +Rep 2026-01-30
118 CANTON MUTUAL FINANCIAL LIMITED Peng, Zhaoming 彭兆明 +Rep 2026-01-28
119 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Chan, Ho Wai (SFC:BVI774) 陳浩維 +Rep 2026-01-22
120 Capella Capital Limited (HK) Ma, Yunpeng 馬云鵬 -RO 2025-02-07 2026-02-04
121   Zhang, Yidan (SFC:BGT838) 張怡旦 +RO 2026-02-03
122 Capibara Capital (Hong Kong) Limited Zhao, Peilin (SFC:BOM281) 趙沛霖 +Rep 2026-01-22
123 Carlyle Asia Limited (HK) Fan, Liwei 范理維 +Rep 2026-02-03
124 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED Chow, Hoi Suen Angus 周凱旋 +Rep 2026-01-22
125   Leung, Chi Ho (SFC:BVB822) 梁智皓 +Rep 2026-01-28
126 CARLYON SECURITIES LIMITED Xie, Xiaoping (SFC:BPM129) 谢孝平 -Rep 2021-12-14 2026-01-22
127     +RO 2026-01-22
128 CCB INTERNATIONAL CAPITAL LIMITED Chen, Junhao (SFC:BXN196) 陳俊豪 +Rep 2026-01-26
129   Huang, Jiahao (SFC:BVY672) 黃嘉豪 +Rep 2026-01-29
130   Lin, Bowei (SFC:BXN329) 林伯瑋 +Rep 2026-01-29
131 CCB INTERNATIONAL SECURITIES LIMITED Chen, Meiqi 陳玫奇 +Rep 2026-01-26
132   Xie, Zhuoli 謝卓立 +Rep 2026-01-21
133 CDIB Capital International (Hong Kong) Corporation Limited Peng, Mao Nan 彭茂楠 +Rep 2026-01-26
134 CEB International Asset Management Corporation Limited Wu, Chen (SFC:BXM208) 吳晨 +Rep 2026-02-03
135 CEB International Capital Corporation Limited Chen, Jingnong 陳境濃 +Rep 2026-01-27
136   Gao, Song (SFC:BXM175) 高嵩 +Rep 2026-01-27
137   Liu, Yiming (SFC:BXL672) 劉奕銘 +Rep 2026-01-28
138   Miao, Qianshan 苗芊杉 +Rep 2026-01-27
139   Wang, Zerui 王澤銳 +Rep 2026-01-30
140   Wu, Yuhao (SFC:BXM245) 吴钰豪 +Rep 2026-01-28
141 Centaur Securities Limited Lin, Zhiyuan (SFC:BVD688) 林治源 +RO 2026-01-27
142   Yao, Zhengwei (SFC:BEE981) 姚正薇 -RO 2025-03-06 2026-02-01
143 CES Commodities (HK) Limited Chan, Chiu Man 陳照民 +Rep 2026-01-29
144   Lo, Tin Wai 盧天偉 -Rep 2026-01-21
145   Wong, Cho Wai (SFC:AUG836) 黃祖衛 -Rep 2024-10-31 2026-01-29
146     +RO 2026-01-29
147 CES Forex (HK) Limited Fung, Eric Ka Ho 馮家豪 -Rep 2018-03-02 2026-01-29
148     +RO 2026-01-29
149   Lo, Tin Wai 盧天偉 -Rep 2026-01-21
150 CGS International Securities Hong Kong Limited Lim, Siew Khee -Rep 2026-01-19 2026-01-23
151   Tay, Wee Kuang -Rep 2026-01-19 2026-01-23
152 Changjiang Securities Brokerage (HK) Limited Ho, Wai Keung (SFC:AVQ936) 何偉強 -Rep 2012-03-06 2026-01-22
153 CHEONG LEE SECURITIES LIMITED Tang, Fu Kin Dodphen 鄧富堅 -Rep 2023-07-18 2026-01-28
154 CHIEF SECURITIES LIMITED Chau, Chi Kan 周志勤 -Rep 2025-12-01 2026-01-27
155   Hung, Fan Shun 孔繁訊 -Rep 2026-01-16 2026-01-28
156   Lo, Ching To 盧正韜 +Rep 2026-02-02
157   Mok, Ka Yin 莫家賢 -Rep 2025-09-01 2026-01-27
158     +RO 2026-01-27
159 China Arab Capital Limited Chau, Shing Yip Colin 周承嶫 -RO 2025-11-17 2026-01-30
160 China Asset Management (Hong Kong) Limited Ng, Don Chun Yu 吳雋瑜 +Rep 2026-01-28
161 CHINA EVERBRIGHT CAPITAL LIMITED Lai, Hei Wilfred 黎熹 +Rep 2026-02-02
162   Pok, Ming Kai 卜銘佳 +Rep 2026-01-30
163   Zhong, Jiayao 鐘嘉瑶 +Rep 2026-02-04
164 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Lo, Tin Wai 盧天偉 -Rep 2018-05-30 2026-01-21
165   Wong, Cho Wai (SFC:AUG836) 黃祖衛 -Rep 2024-10-31 2026-01-29
166     +RO 2026-01-29
167 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED Ip, Anthony Ka Tsun 葉家俊 -RO 2010-09-08 2026-01-30
168 China Galaxy International Futures (Hong Kong) Co., Limited Chan, Tsz Chun (SFC:BAP966) 陳子俊 -Rep 2013-07-23 2026-01-30
169   Chow, Kim Wing 周劍榮 -Rep 2012-11-02 2026-01-31
170   Palmer, Marie Ann 馬楚瑩 -Rep 2013-09-23 2026-02-01
171   Yau, Yuen Wah 游婉華 -Rep 2017-03-23 2026-01-28
172 China Galaxy International Securities (Hong Kong) Co., Limited Chan, Tsz Chun (SFC:BAP966) 陳子俊 -Rep 2013-07-23 2026-01-30
173   Chen, Xiaoqing (SFC:BMW806) 陳小青 +Rep 2026-02-04
174   Chen, Xiuqiong (SFC:BXG145) 陈秀琼 +Rep 2026-01-21
175   Chow, Kim Wing 周劍榮 -Rep 2012-11-02 2026-01-31
176   Gao, Feng (SFC:BVT796) 高峰 -Rep 2026-01-26 2026-01-28
177   Liu, Hui (SFC:BXH535) 刘辉 +Rep 2026-01-21
178   Lu, Pei (SFC:BWH446) 鲁佩 -Rep 2026-01-26 2026-01-28
179   Palmer, Marie Ann 馬楚瑩 -Rep 2013-09-23 2026-02-01
180   Ren, Jianyong 任建勇 +Rep 2026-01-22
181   Xuan, Yonghui 軒永輝 -Rep 2025-05-15 2026-01-30
182   Yau, Yuen Wah 游婉華 -Rep 2017-03-23 2026-01-28
183   Yim, Chi Hang 嚴志恒 +Rep 2026-01-26
184   Zhan, Lu 詹璐 -Rep 2026-01-28 2026-01-29
185 China Great Bay Area Fund Management Co., Limited Wang, Ruguo 王如果 +Rep 2026-01-28
186 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Ding, Xianshu 丁先樹 +Rep 2026-01-21
187   Li, Chen (SFC:BBK724) 李琛 -Rep 2025-03-31 2026-01-21
188     +RO 2026-01-21
189 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Bi, Siming (SFC:BOT759) 畢思明 +Rep 2026-01-22
190   Duan, Siyao 段斯耀 +Rep 2026-01-21
191 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Li, Chen (SFC:BBK724) 李琛 +Rep 2026-01-21
192 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Li, Biying 李碧莹 -Rep 2021-10-28 2026-01-30
193     +RO 2026-01-30
194   Zhang, Wenbin (SFC:BQQ793) 張文彬 -Rep 2021-01-15 2026-01-30
195 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Cheng, Bingjing 程冰晶 +Rep 2026-01-27
196   Li, Jiayuan (SFC:BTK490) 李佳媛 +Rep 2026-01-26
197   Zhang, Wenbin (SFC:BQQ793) 張文彬 -Rep 2021-01-15 2026-01-30
198 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Chen, Tingting (SFC:BXK016) 陳婷婷 +Rep 2026-01-27
199   Cheng, Bingjing 程冰晶 +Rep 2026-01-27
200   Fross, Patrick +Rep 2026-01-22
201   Guo, Fangzheng 郭方正 +Rep 2026-01-28
202   Jiang, Yi (SFC:BXM176) 江怡 +Rep 2026-01-28
203   Jin, Yihui 金奕輝 -Rep 2023-07-25 2026-01-30
204   Li, Biying 李碧莹 -Rep 2021-07-30 2026-01-30
205     +RO 2026-01-30
206   Li, Chao (SFC:BRI228) 李超 -Rep 2021-06-17 2026-01-31
207   Li, Jiayuan (SFC:BTK490) 李佳媛 +Rep 2026-01-26
208   Li, Mingran 李銘姌 +Rep 2026-01-26
209   Li, Xiang (SFC:BFX734) 李響 -RO 2021-08-31 2026-01-23
210   Li, Yunfei (SFC:BMA470) 李雲飛 -Rep 2018-01-16 2026-01-31
211   Liang, Ziyi 梁子奕 -Rep 2025-06-26 2026-01-29
212   Liu, Beiming 劉蓓銘 +Rep 2026-01-27
213   Ni, Yaoqing 尼堯擎 -Rep 2021-01-27 2026-01-28
214   Ning, Qianyang 宁千洋 +Rep 2026-01-27
215   Qu, Ning (SFC:BSW728) 屈寧 -Rep 2022-10-19 2026-01-23
216   Wang, Yuhao (SFC:BXM458) 王鈺皓 +Rep 2026-01-28
217   Xiao, Xueyang 肖雪楊 +Rep 2026-01-26
218   Yang, Rui (SFC:BKS167) 楊睿 -Rep 2021-09-29 2026-01-22
219     +RO 2026-01-22
220   Zhang, Chi (SFC:BTR924) 張馳 -Rep 2023-05-08 2026-01-31
221   Zhang, Pengtao (SFC:BXM244) 張鵬濤 +Rep 2026-01-28
222   Zhang, Wenbin (SFC:BQQ793) 張文彬 -Rep 2021-01-15 2026-01-30
223   Zhang, Yi (SFC:BRV431) 張翼 -Rep 2021-11-02 2026-01-29
224   Zhang, Yihe (SFC:BXL939) 張益赫 +Rep 2026-01-27
225   Zhang, Zhao (SFC:BWD327) 張釗 -Rep 2025-04-23 2026-01-31
226   Zhong, Ziyang 鐘梓洋 -Rep 2021-07-13 2026-01-30
227   Zhu, Bingge 朱柄各 -Rep 2022-04-13 2026-02-04
228   Zhu, Yiping 朱一平 -Rep 2022-12-08 2026-01-23
229 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Chen, Yiran (SFC:BJW905) 陳依然 -Rep 2018-12-06 2026-02-02
230   Zhou, Yuanxing 周苑星 +Rep 2026-02-04
231 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Gao, Yuan (SFC:BUB037) 高源 +Rep 2026-01-28
232   He, Zhen (SFC:BWP642) 何臻 -Rep 2025-08-08 2026-01-26
233   Tang, Fung (SFC:AXA214) 鄧峰 -Rep 2025-10-21 2026-01-29
234     +RO 2026-01-29
235   Xie, Yufan (SFC:BUG473) 謝雨帆 +Rep 2026-01-28
236   Xu, Yuliang 胥宇亮 +Rep 2026-01-27
237 China Orient International Asset Management Limited Song, Haodong (SFC:BXI940) 宋皓東 +Rep 2026-02-04
238 China Re Asset Management (Hong Kong) Company Limited Zhang, Yi (SFC:BRF120) 张轶 -RO 2023-02-01 2026-01-29
239 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED Yau, Ka Yan Kathleen 邱嘉茵 +Rep 2026-01-26
240 China Securities (International) Asset Management Company Limited He, Ziyang (SFC:BXH361) 贺子扬 +Rep 2026-01-21
241   Wang, Xin (SFC:BXB659) 王鑫 -Rep 2025-11-03 2026-01-27
242     +RO 2026-01-27
243   Zhang, Han Yun (SFC:BSE585) 張涵芸 +Rep 2026-02-04
244 China Securities (International) Brokerage Company Limited Chen, Yi (SFC:BXN446) 陈怡 +Rep 2026-02-04
245   Dong, Yu (SFC:BXI648) 董宇 +Rep 2026-02-04
246   Li, Cheng (SFC:BUX188) 李成 +Rep 2026-01-28
247   Zhang, Han Yun (SFC:BSE585) 張涵芸 +Rep 2026-02-04
248 China Securities (International) Corporate Finance Company Limited Chen, Zhikang (SFC:BVX267) 陳智康 +Rep 2026-01-28
249   Ji, Zeming 吉则铭 +Rep 2026-01-26
250   Jiang, Tao (SFC:BRN968) 姜涛 -Rep 2021-07-30 2026-01-30
251   Li, Cheng (SFC:BUX188) 李成 +Rep 2026-01-28
252   Shen, Jie (SFC:BRQ225) 沈杰 -Rep 2021-09-07 2026-01-28
253     +RO 2026-01-28
254   Zhang, Ruixuan 张瑞萱 +Rep 2026-01-26
255   Zhong, Xiangyuan 钟湘元 -Rep 2025-07-31 2026-01-28
256 China Sunrise Capital Limited Ma, Ninglu 馬宁潞 -Rep 2024-10-31 2026-01-22
257   Yuen, Ronald (SFC:BOE223) 源志 -Rep 2025-12-18 2026-01-28
258     +RO 2026-01-28
259 China Sunrise Securities (International) Limited Ma, Ninglu 馬宁潞 -Rep 2024-10-31 2026-01-22
260 China Vered Asset Management (Hong Kong) Limited So, Wai Lun 蘇煒綸 -RO 2023-11-15 2026-01-25
261 China Vered Securities Limited   -RO 2020-05-08 2026-01-25
262 CHINA WORLD INVESTMENTS LIMITED Garrett, Adam Guy Orlebar 蓋首男 -RO 2025-08-29 2026-01-30
263   Ho, Gideon Siu Man 何紹民 +RO 2026-01-30
264 Chinagri Cheung Kong Company Limited Shi, Bing (SFC:BXD737) 石冰 +RO 2026-01-22
265 Chubb Investment Management (HK) Limited Lam, Man Man (SFC:BXJ330) 林雯雯 +Rep 2026-01-30
266   Ng, Kwan Ming (SFC:BXJ357) 吳均明 +Rep 2026-01-22
267   Yip, Yat Fan Yvonne 葉逸芬 +Rep 2026-01-22
268 CINDA INTERNATIONAL RESEARCH LIMITED Ge, Yuqing 葛雨晴 +Rep 2026-01-28
269 CINDA INTERNATIONAL SECURITIES LIMITED Lau, Chi Wing (SFC:ADV682) 劉志榮 -Rep 2013-01-28 2026-01-23
270   Yuen, Man Ho (SFC:BEZ553) 袁文浩 +Rep 2026-01-27
271 Citadel Asia Limited Boh, Ze Kai -Rep 2024-11-22 2026-01-22
272   Kewalramani, Sachin -RO 2021-08-26 2026-01-26
273   Ma, Shiyang +Rep 2026-02-03
274   Song, Chenting 宋辰霆 +Rep 2026-02-03
275 Citadel Securities (Hong Kong) Limited Kaplan, Joshua Daniel +Rep 2026-02-02
276   Printz, Benedict +Rep 2026-01-22
277   Raghu, Harish +Rep 2026-01-28
278 CITIC CFI Securities Company Limited Zhang, Enwei 張恩維 +Rep 2026-01-26
279 CITIC Futures International Company Limited   +Rep 2026-01-26
280 CITIC Securities (Hong Kong) Limited Cai, Weipan 蔡炜磐 +Rep 2026-01-22
281   Cao, Chenglong 曹成龙 +Rep 2026-01-30
282   Chen, Hongwei (SFC:BUO243) 陈泓玮 -Rep 2024-03-04 2026-01-21
283   Chu, Heyu 楚合玉 -Rep 2024-09-13 2026-01-28
284   Duan, Fuxing 段福星 +Rep 2026-01-28
285   Fang, Hao (SFC:BXG181) 方灏 +Rep 2026-01-30
286   Guan, Li (SFC:BVG071) 管理 -Rep 2024-10-04 2026-01-31
287   Guo, Chenyu (SFC:BXF236) 郭琛钰 +Rep 2026-01-28
288   Guo, Zhuoran 郭卓然 +Rep 2026-01-28
289   He, Nan (SFC:BXE479) 何楠 +Rep 2026-01-22
290   Kuang, Feiyu 匡飞聿 +Rep 2026-01-30
291   Li, Liwei (SFC:BXE529) 李丽薇 +Rep 2026-01-28
292   Li, Sicheng (SFC:BXF932) 李思成 +Rep 2026-01-30
293   Lin, Yue (SFC:BXE861) 林悦 +Rep 2026-01-28
294   Lu, Hanyue 卢焓玥 +Rep 2026-01-30
295   Ma, Liangqiu 马良秋 +Rep 2026-01-30
296   Ouyang, Xufeng 欧阳旭峰 +Rep 2026-01-30
297   Rao, Wenbin 饶文斌 -Rep 2025-06-11 2026-01-31
298   Shi, Dong 史棟 +Rep 2026-01-28
299   Sun, Kai (SFC:BXF569) 孙凯 +Rep 2026-01-30
300   Ting, Hoi Lee 丁凱莉 +Rep 2026-01-28
301   Wang, Helin (SFC:BXE483) 王賀麟 +Rep 2026-01-22
302   Xia, Tao (SFC:BXF040) 夏涛 +Rep 2026-01-28
303   Xu, Chenming 许晨鸣 -Rep 2020-08-26 2026-01-30
304     +RO 2026-01-30
305   Xu, Huanjie 徐焕杰 +Rep 2026-01-28
306   Yan, Yitao 颜益焘 +Rep 2026-01-28
307   Yang, Zhoulin 杨卓霖 +Rep 2026-01-28
308   Yao, Yuanzhi 姚远志 +Rep 2026-01-28
309   Zhang, Tengteng 张滕滕 +Rep 2026-01-30
310   Zhang, Weiwei (SFC:BST403) 章巍巍 -Rep 2022-08-29 2026-01-23
311   Zhang, Yichen (SFC:BXF724) 张逸尘 +Rep 2026-01-30
312 CITIC Securities Asset Management (HK) Limited Chen, Ruiting (SFC:BRE652) 陈睿婷 +Rep 2026-01-28
313   Jing, Lei (SFC:BXI879) 荆镭 +Rep 2026-02-04
314   Xue, Feifan 薛飞帆 +Rep 2026-02-04
315   Yang, Zhifan 杨之帆 +Rep 2026-01-28
316 CITIC Securities Brokerage (HK) Limited Jin, Yilin 金以琳 +Rep 2026-01-30
317   Lee, Benny Ka Pang 李嘉鵬 +Rep 2026-01-26
318   Wong, Hon Kit (SFC:BXL435) 黃翰杰 +Rep 2026-02-04
319 CITIC Securities Futures (HK) Limited Hui, Lok Chi 許樂智 +Rep 2026-01-26
320   Jin, Yilin 金以琳 +Rep 2026-01-30
321   Lin, Po Man 連寶雯 +Rep 2026-01-23
322   Wong, Hon Kit (SFC:BXL435) 黃翰杰 +Rep 2026-02-04
323 CITIC Securities International Global Markets Limited Jia, Mengyao 賈夢瑤 -Rep 2019-10-28 2026-01-30
324   Jourdain, Sophie +Rep 2026-01-30
325 Citigroup Global Markets Asia Limited Chan, Tsz Haang 陳子桁 +Rep 2026-01-22
326   Choonnawat, Kaseedit +Rep 2026-02-02
327   Choudhary, Abhishek (SFC:BGB563) +Rep 2026-02-03
328   Daswani, Dheeraj +Rep 2026-02-03
329   Davis, Ryan (SFC:BUJ269) -Rep 2026-01-26 2026-01-30
330   Dua, Manu Sawroop +Rep 2026-02-02
331   Fujiki, Tomohisa -Rep 2026-01-23 2026-01-28
332   Goh, Chermane Mei Ni -Rep 2026-01-21 2026-01-23
333   Jha, Pooja (SFC:BSN520) -Rep 2026-01-27 2026-01-30
334   Kuech, Andrew Robert +Rep 2026-02-02
335   Lei, Naiting 雷乃聽 +Rep 2026-01-28
336   Lemme, Adriano +Rep 2026-02-02
337   Lim, Yuan Qing -Rep 2026-01-09 2026-01-23
338   McVie, Robert John 麥菲 +Rep 2026-02-02
339   Miki, Masashi -Rep 2026-01-20 2026-01-24
340   Nebhani, Suraj -Rep 2026-01-26 2026-01-30
341   Ng, Benjamin Kin Wah 吳建華 -Rep 2025-12-12 2026-01-27
342   Nishiyama, Yuta -Rep 2026-01-16 2026-01-22
343   Penny, Howard James -Rep 2026-01-26 2026-01-30
344   Pineda, Arthur San Diego -Rep 2026-01-26 2026-01-29
345   Pollard, Monique Aba Gabrielle (SFC:BVU471) -Rep 2026-01-23 2026-01-28
346   Rao, Weinan 饒蔚楠 -Rep 2026-01-19 2026-01-23
347   Seow, Samuel Liang Jun +Rep 2026-02-02
348   Shi, Jiayi 施嘉懿 +Rep 2026-01-22
349   Tamai, Toshiyuki 玉井俊行 +Rep 2026-01-30
350   Tan, Yong Hong -Rep 2026-01-26 2026-01-30
351   Tao, Zhifeng 陶志峰 -Rep 2021-09-07 2026-01-31
352   Teeger, Sam Thomas +Rep 2026-02-02
353   Wang, Yiran (SFC:BUL405) 王一然 +Rep 2026-01-28
354   Wong, Ferry Wijaya -Rep 2026-01-26 2026-01-30
355 CITITRUST LIMITED Chu, Wing Man 朱穎文 -Rep 2024-10-02 2026-01-21
356 Clearstream Fund Centre (Hong Kong) Limited Siow, Jian Ya +Rep 2026-02-04
357   Wong, Ho Lap (SFC:BNB198) 黃浩立 -Rep 2025-12-05 2026-01-30
358     +RO 2026-01-30
359 CLSA LIMITED Cai, Weipan 蔡炜磐 +Rep 2026-01-22
360   Cao, Chenglong 曹成龙 +Rep 2026-01-30
361   Chen, Hongwei (SFC:BUO243) 陈泓玮 -Rep 2024-03-04 2026-01-21
362   Cheng, Yin 鄭燕 +Rep 2026-02-02
363   Chu, Heyu 楚合玉 -Rep 2024-09-13 2026-01-28
364   Duan, Fuxing 段福星 +Rep 2026-01-28
365   Fang, Hao (SFC:BXG181) 方灏 +Rep 2026-01-30
366   Guan, Li (SFC:BVG071) 管理 -Rep 2024-10-04 2026-01-31
367   Guo, Chenyu (SFC:BXF236) 郭琛钰 +Rep 2026-01-28
368   Guo, Zhuoran 郭卓然 +Rep 2026-01-28
369   He, Nan (SFC:BXE479) 何楠 +Rep 2026-01-22
370   Jin, Xin (SFC:BXE948) 金鑫 +Rep 2026-01-30
371   Kuang, Feiyu 匡飞聿 +Rep 2026-01-30
372   Li, Liwei (SFC:BXE529) 李丽薇 +Rep 2026-01-28
373   Li, Sicheng (SFC:BXF932) 李思成 +Rep 2026-01-30
374   Lin, Mujin (SFC:BXF923) 林睦锦 +Rep 2026-02-04
375   Lin, Yue (SFC:BXE861) 林悦 +Rep 2026-01-28
376   Lu, Hanyue 卢焓玥 +Rep 2026-01-30
377   Ma, Liangqiu 马良秋 +Rep 2026-01-30
378   Ouyang, Xufeng 欧阳旭峰 +Rep 2026-01-30
379   Rao, Wenbin 饶文斌 -Rep 2025-06-11 2026-01-31
380   Shi, Dong 史棟 +Rep 2026-01-28
381   Sun, Kai (SFC:BXF569) 孙凯 +Rep 2026-01-30
382   Ting, Hoi Lee 丁凱莉 +Rep 2026-01-28
383   Wang, Helin (SFC:BXE483) 王賀麟 +Rep 2026-01-22
384   Xia, Tao (SFC:BXF040) 夏涛 +Rep 2026-01-28
385   Xu, Chenming 许晨鸣 -Rep 2020-08-26 2026-01-30
386     +RO 2026-01-30
387   Xu, Huanjie 徐焕杰 +Rep 2026-01-28
388   Yan, Yitao 颜益焘 +Rep 2026-01-28
389   Yan, Zhuorui 晏卓睿 +Rep 2026-02-02
390   Yang, Zhoulin 杨卓霖 +Rep 2026-01-28
391   Yao, Yuanzhi 姚远志 +Rep 2026-01-28
392   Zhang, Tengteng 张滕滕 +Rep 2026-01-30
393   Zhang, Weiwei (SFC:BST403) 章巍巍 -Rep 2022-08-29 2026-01-23
394   Zhang, Yichen (SFC:BXF724) 张逸尘 +Rep 2026-01-30
395 CMB International Global Markets Limited Yang, Tianwei 楊天薇 -Rep 2022-01-25 2026-02-02
396 CMB International Securities Limited Fu, Tianqi 符天琪 -Rep 2017-08-08 2026-01-23
397   Liu, Jihu 劉記虎 -Rep 2024-03-04 2026-02-04
398   Liu, Zaidong 刘在东 +Rep 2026-01-27
399 CMBC ASSET MANAGEMENT COMPANY LIMITED Lo, Yi Fan 駱怡帆 -Rep 2022-05-26 2026-01-30
400 CMBC SECURITIES COMPANY LIMITED Ying, Xiwen 应习文 -Rep 2023-08-15 2026-01-26
401     +RO 2026-01-26
402 CMS ASSET MANAGEMENT (HK) CO., LIMITED Tang, Vickie 鄧穎淇 +Rep 2026-01-28
403 CN FIRST INTERNATIONAL FUTURES LIMITED Lam, Winnie Wai Ni 林慧妮 -Rep 2022-08-29 2026-01-22
404 CNCB (Hong Kong) Capital Limited Ding, Yichun 丁义春 +Rep 2026-01-26
405   Liu, Xiaofei (SFC:BRK986) 刘小飞 -Rep 2021-07-19 2026-01-26
406   Zhou, Yuanxing 周苑星 -Rep 2024-10-07 2026-02-03
407 Continuum Capital Limited Lai, Chun Keung (SFC:BSB979) 黎振強 -Rep 2022-01-10 2026-02-03
408     +RO 2026-02-03
409 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Wong, Wan Yin 黃尹然 -Rep 2016-07-01 2026-02-03
410 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED   -Rep 2015-01-23 2026-02-03
411 CORPORATE BROKERS LIMITED Cheung, Wai Fat 張偉發 -Rep 2023-06-06 2026-01-29
412     +RO 2026-01-29
413 Country Capital Asia Limited Chan, Chun King 陳振琼 +RO 2026-02-02
414   Leung, Tat Kwong 梁達光 +RO 2026-02-02
415   Shu, Shan (SFC:ATY750) 許珊 +RO 2026-02-02
416 CPIC Investment Management (H.K.) Company Limited Shu, Tingfei 舒廷飛 -RO 2025-12-19 2026-01-23
417 CPPIB Credit Investments Asia Limited Kim, Minji (SFC:BPP291) +Rep 2026-01-26
418 CREATIVE ASSET MANAGEMENT LIMITED (HK) Wang, Fei (SFC:BXJ356) +Rep 2026-01-28
419 Creekfront Capital Limited Du, Mu 杜沐 +Rep 2026-01-28
420 CSC SECURITIES (HK) LIMITED Lam, Johnson Ka Ching 藍家正 -Rep 2010-03-03 2026-01-30
421 Cynosure Asset Management Hong Kong Limited Guo, Qianyin 郭茜茵 +RO 2026-01-26
422   Tam, Tsz Fung 譚梓鋒 +RO 2026-01-26
423 DA YUE Financial Group Limited Liao, Yinxiang +Rep 2026-01-21
424 Daiwa Capital Markets Hong Kong Limited Zhao, Boxuan (SFC:BSI861) 赵博萱 -Rep 2022-05-04 2026-01-21
425 DAKIN ASSET MANAGEMENT LIMITED Wu, Jianfei (SFC:BAZ794) 吳健飛 -RO 2020-10-27 2026-01-26
426 DaoKou Asset Management Limited Chen, Zhaozheng 陳兆崢 -RO 2025-05-13 2026-01-26
427 DaoKou Securities Limited   -RO 2025-01-28 2026-01-26
428 De Riva Asia Limited Santos Moro, Clement Michel -Rep 2021-12-01 2026-01-31
429 Deca Capital Limited Guo, Jing (SFC:BIU928) 過靜 -Rep 2026-01-13 2026-02-04
430     +RO 2026-02-04
431 DeepAlpha Capital Limited Zhou, Jiawen (SFC:BUY132) 周加文 +Rep 2026-02-02
432 DELPHINIUM ASSETS MANAGEMENT LIMITED Lim, Kim Huat (SFC:ARU536) +Rep 2026-01-21
433 Delta Fund Management Company Limited Chak, Wai Wing 翟偉榮 -Rep 2026-01-12 2026-02-04
434     +RO 2026-02-04
435 Demeter Investment Management Limited Li, Yingying (SFC:BGP560) 李瑛瑛 -Rep 2025-12-10 2026-02-03
436     +RO 2026-02-03
437   Tam, Ho Yeung (SFC:ASZ119) 譚浩洋 -RO 2023-05-09 2026-01-31
438 DEUTSCHE SECURITIES ASIA LIMITED Yang, Zhenyu (SFC:AHS855) 楊振宇 +Rep 2026-02-02
439 DL Digital Family Office (HK) Limited Wang, Zihan (SFC:BXH517) 王梓涵 +Rep 2026-02-03
440 DL SECURITIES (HK) LIMITED   +Rep 2026-02-03
441 Dongxing Securities (Hong Kong) Company Limited Zeng, Jie (SFC:BQN348) 曾杰 +Rep 2026-01-27
442 Doo Financial HK Limited Lam, Ka Ho (SFC:AXP757) 林家豪 -RO 2025-01-23 2026-01-30
443 Dynasty Alliance Investment Management Limited Hsieh, Hong 謝航 -Rep 2020-12-16 2026-01-28
444 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Li, Zihao (SFC:BQW194) 李子豪 +Rep 2026-01-29
445 EAST ASIA SECURITIES COMPANY LIMITED Xu, Weimin (SFC:BXM146) 许炜旻 +Rep 2026-01-26
446 Eclipse Options (HK) Limited Liu, Siyuan (SFC:BXN268) 劉思遠 +Rep 2026-02-02
447 Eddid Securities and Futures Limited Ko, Stephanie (SFC:BQC119) 高爾晟 -Rep 2024-08-14 2026-01-27
448     +RO 2026-01-27
449 EFG Asset Management (HK) Limited Narvekar, Kalpit Manish -Rep 2023-06-27 2026-01-30
450 EMP CAPITAL LIMITED Wu, Peizhe (SFC:BOM088) 吳沛哲 -Rep 2024-04-26 2026-01-30
451 EMPEROR FUTURES LIMITED Chan, Yuk Ki 陳鈺琪 -Rep 2024-01-02 2026-01-23
452 EMPEROR SECURITIES LIMITED (HK)   -Rep 2024-01-02 2026-01-23
453   Fu, Christine Mei Lam 傅美霖 -Rep 2011-07-06 2026-01-24
454 Emperor Wealth Management Limited   -Rep 2011-07-06 2026-01-24
455 Everbright Securities Digital Finance (HK) Limited Wong, Cho Wai (SFC:AUG836) 黃祖衛 -Rep 2024-10-31 2026-01-29
456     +RO 2026-01-29
457 Everbright Securities Investment Services (HK) Limited Chan, Chiu Man 陳照民 +Rep 2026-01-29
458   Chan, Kenneth See Yin 陳思賢 +Rep 2026-01-23
459   Lo, Tin Wai 盧天偉 -Rep 2026-01-21
460   Tsang, Chi Hong 曾志康 -Rep 2020-11-03 2026-01-28
461   Wong, Cho Wai (SFC:AUG836) 黃祖衛 -Rep 2024-10-31 2026-01-29
462     +RO 2026-01-29
463   Yeung, Chor Fung 楊楚鋒 -Rep 2014-05-12 2026-01-31
464 EverCrest Capital Limited Liu, Zeyu (SFC:BXN585) 劉澤宇 +Rep 2026-02-02
465 Everest (Hong Kong) Securities Limited Lee, Hoi Ying 李愷瑩 -RO 2025-06-19 2026-01-29
466 EverTrade Securities Limited Leung, Kai Yin (SFC:BVZ946) 梁棨諺 +RO 2026-01-21
467   Shi, Weili 史維力 +RO 2026-01-21
468 EXIO Limited Lee, Pak Wing (SFC:BOR464) 李栢榮 -RO 2024-12-18 2026-01-31
469   Tsoi, Yuk Ting 蔡玉婷 +Rep 2026-01-26
470 ExodusPoint Capital Management Hong Kong, Limited Kelly, Sean Thomas (SFC:BXM698) +Rep 2026-01-23
471 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Ding, Jian Yang 丁建暘 -Rep 2025-08-22 2026-01-23
472     +RO 2026-01-23
473 Far East Promise Assets Limited Zong, Fang 宗芳 -Rep 2025-05-12 2026-01-23
474 FIL Investment Management (Hong Kong) Limited Abely, Brian Clark +Rep 2026-01-27
475   Valeo, Thomas +Rep 2026-01-28
476 FIRST BEIJING INVESTMENT LIMITED Chen, Yang (SFC:BWK896) 陳楊 -Rep 2025-07-15 2026-01-27
477 First Seafront Asset Management Limited Gui, Yingxin 桂穎馨 +Rep 2026-01-29
478 FIRST SHANGHAI SECURITIES LIMITED Cheung, Laam Amanda 張嵐 +Rep 2026-02-02
479 Fortune Asset Management Limited (HK) Liang, Ruiwen 梁睿文 +Rep 2026-02-03
480 Fosun International Asset Management Limited Zhou, Geng 周耿 +Rep 2026-01-26
481 Fosun International Capital Limited Chan, Yin Lam (SFC:ANM835) 陳彥霖 -RO 2022-04-20 2026-01-31
482   Liu, Mingdi (SFC:BTN224) 劉明迪 -Rep 2023-04-06 2026-01-31
483 Fosun International Securities Limited Chan, Yin Lam (SFC:ANM835) 陳彥霖 -RO 2024-04-15 2026-01-31
484   Geng, Xiaohui 耿曉暉 +Rep 2026-01-27
485   Liu, Mingdi (SFC:BTN224) 劉明迪 -Rep 2024-05-23 2026-01-31
486   Wei, Zaiying 魏在英 +Rep 2026-01-26
487   Zhu, Jiang (SFC:BXF664) 朱江 +Rep 2026-01-21
488 FountainVest Capital Limited Wong, Raymond Richard Yin Man 黃賢敏 +Rep 2026-01-26
489 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Ho, Ying Shun 何英信 -Rep 2026-01-20 2026-01-23
490   Karkhanis, Chetan Surendra -Rep 2026-01-19 2026-01-23
491 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Lau, Wai Yin (SFC:BAK892) 劉偉賢 +Rep 2026-02-04
492 FULBRIGHT FUTURES LIMITED Wong, Chi Fai (SFC:AML328) 黃志輝 -Rep 2019-07-05 2026-01-23
493 FULBRIGHT SECURITIES LIMITED   -Rep 2019-07-05 2026-01-23
494 Futu Securities International (HONG KONG) Limited Chan, Kin Ho (SFC:BGS827) 陳建豪 +Rep 2026-01-26
495   Chan, Man Leung 陳文樑 +Rep 2026-01-21
496   Chan, Man Wai (SFC:BXL732) 陳敏慧 +Rep 2026-01-21
497   Chong, Sau Ching (SFC:BUF920) 莊秀清 +Rep 2026-01-21
498   Leung, Wai Ming (SFC:BXE649) 梁偉明 +Rep 2026-01-30
499   Poon, Ping Ping 潘萍萍 +Rep 2026-01-21
500   Tang, Jiyu 唐吉雨 +Rep 2026-01-28
501   Yip, Tang Pang 葉騰鵬 +Rep 2026-01-28
502 FWD Financial Planning Limited (HK) Chan, Ho Yin (SFC:BQE041) 陳浩賢 -Rep 2020-11-02 2026-02-04
503 G70 Wealth Management Limited Ko, Chin Leuk Ivan 高展略 +Rep 2026-02-04
504 GaoTeng Global Asset Management Limited Chen, Zeren 陳澤人 +Rep 2026-02-04
505   Zhang, Xingyu (SFC:BXI822) 張興禹 +Rep 2026-02-02
506 Garvis Capital Management Limited Leung, Chin Hung Jacky 梁展鴻 -Rep 2024-05-24 2026-01-26
507 Gemsolar Capital Management Limited Li, Wei (SFC:BUV485) 李維 +Rep 2026-01-26
508 GF Capital (Hong Kong) Limited Chen, Haoyu (SFC:BXI252) 陈浩羽 +Rep 2026-02-03
509   Fei, Cheng (SFC:BXN430) 费成 +Rep 2026-01-29
510   Huang, Shasha (SFC:BEM192) 黃莎莎 -Rep 2023-11-28 2026-01-21
511   Zhang, Tianyao (SFC:BXL788) 张天瑶 +Rep 2026-01-23
512 GF International Investment Management Limited Ling, Yue 凌越 +Rep 2026-01-27
513   Liu, Xinwen (SFC:BRN688) 劉馨文 -Rep 2025-04-01 2026-01-30
514 GF Securities (Hong Kong) Brokerage Limited Qiao, Gang (SFC:BVX103) 乔钢 -Rep 2025-03-24 2026-01-22
515 GIGA (HONG KONG) LIMITED Lee, Hoi Ying 李愷瑩 -RO 2023-09-28 2026-01-29
516 GigaMoney Limited Fan, Hing Shui 范興誰 -Rep 2026-01-26
517   Fong, Kam Pui 方錦培 -Rep 2026-01-26
518 GLOBAL INVESTMENT ADVISORS LIMITED Poon, Wai Man (SFC:AGI925) 潘惠雯 -Rep 2015-05-29 2026-01-31
519 GLY CAPITAL MANAGEMENT LIMITED Tam, Lee Yee 譚莉儀 -Rep 2025-11-26 2026-02-03
520     +RO 2026-02-03
521 Golden Continent Securities Co., Limited Wang, Xinyu (SFC:BVD558) 王欣雨 -Rep 2024-07-02 2026-02-03
522     +RO 2026-02-03
523 Golden Lake Capital Limited Chu, Chester Wai Pang 朱維鵬 -RO 2017-02-01 2026-01-31
524 GOLDEN NEST CAPITAL MANAGEMENT (HONG KONG) CO. LIMITED Xu, Menghan (SFC:BOS823) 徐夢菡 +Rep 2026-01-26
525 Golden Rich Securities Limited Chan, Kin Chung (SFC:BXI692) 陳建中 +Rep 2026-02-03
526 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Feng, Qi (SFC:BXJ815) 馮琦 +Rep 2026-01-30
527 Goldhorse Securities Limited Chan, Wai (SFC:BSJ621) 陳瑋 +Rep 2026-02-04
528   Cheung, Chor Hei 張佐禧 +Rep 2026-01-26
529 GOLDMAN SACHS (ASIA) L.L.C. Billerey, Alban Baudouin Claude -Rep 2026-01-23 2026-01-28
530   Camarda, Joseph Andrew Jr 吳宗仁 -Rep 2025-12-29 2026-01-29
531   Chen, Zehua (SFC:BNU835) 陳澤華 +Rep 2026-01-21
532   Fung, Cheuk Chi Kitty 馮卓之 -Rep 2023-08-24 2026-01-28
533   Joseph, Arvin Sabu -Rep 2026-01-21 2026-01-28
534   Li, Ziang (SFC:BXP397) 李子昂 +Rep 2026-02-04
535   Lim, Yan Han Janielle Faith -Rep 2026-01-23 2026-01-29
536   Liu, Fan (SFC:BBS208) 劉帆 -Rep 2024-06-26 2026-01-29
537   Meng, Ziyang (SFC:BUA554) 孟子扬 +Rep 2026-01-27
538   Tsui, Brian Ka Tsun 崔嘉駿 +Rep 2026-01-22
539   Yadav, Prashant (SFC:BKC039) -Rep 2026-01-23 2026-01-28
540 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Billerey, Alban Baudouin Claude -Rep 2026-01-23 2026-01-28
541   Camarda, Joseph Andrew Jr 吳宗仁 -Rep 2025-12-29 2026-01-29
542   Chen, Zehua (SFC:BNU835) 陳澤華 +Rep 2026-01-21
543   Fung, Cheuk Chi Kitty 馮卓之 -Rep 2023-08-24 2026-01-28
544   Li, Ziang (SFC:BXP397) 李子昂 +Rep 2026-02-04
545   Liu, Fan (SFC:BBS208) 劉帆 -Rep 2024-06-26 2026-01-29
546   Tsui, Brian Ka Tsun 崔嘉駿 +Rep 2026-01-22
547 GPTX Investment Management Limited Rao, Yajie 饒雅洁 -Rep 2024-05-30 2026-01-30
548     +RO 2026-01-30
549 GRAND ALLIANCE ASSET MANAGEMENT LIMITED Zheng, Xiaoxi (SFC:AWF326) 鄭小溪 +Rep 2026-01-29
550 GRAND VIEW ASSET MANAGEMENT LIMITED Chan, Hon Sum (SFC:ATN176) 陳漢森 +Rep 2026-01-22
551 Grandview Capital Group Limited Hui, Tin Kay (SFC:AFS483) 許天奇 -RO 2025-09-16 2026-02-02
552 GREENWILL ASSET MANAGEMENT (HONG KONG) LIMITED Dai, Wei (SFC:BWK678) 戴偉 +RO 2026-01-30
553   Yu, Hong (SFC:BAE174) 于泓 +RO 2026-01-30
554 GTN Hong Kong Financial Services Limited Pun, Chun Kit 潘駿杰 -Rep 2025-12-02 2026-02-03
555     +RO 2026-02-03
556 Guolian Securities International Capital Co., Limited Gao, Deng 高登 -Rep 2024-10-15 2026-01-27
557 Guosen Securities (HK) Brokerage Company, Limited Kong, Huawei 孔华巍 +Rep 2026-01-27
558   Kong, Piao 孔飘 +Rep 2026-02-03
559 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Fan, Chao (SFC:BXJ568) 范超 +Rep 2026-01-21
560   Zhuang, Yancheng 庄燕城 -Rep 2025-11-20 2026-01-30
561 GUOTAI JUNAN CAPITAL LIMITED Chen, Jianyu (SFC:BSZ604) 陳建宇 +Rep 2026-01-29
562   Dai, Yunfei 戴韵菲 +Rep 2026-01-28
563   Wu, Hangxiao 吴航霄 +Rep 2026-01-28
564   Wu, Zhixiong (SFC:BVS593) 吴志雄 -Rep 2024-12-12 2026-01-23
565 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Chen, Huaizhe 陳懷哲 +Rep 2026-01-28
566   Dai, Yunfei 戴韵菲 +Rep 2026-01-28
567   Du, Chao (SFC:BJP470) 杜超 +Rep 2026-02-02
568   Han, Yuqian 韓玉倩 +Rep 2026-01-21
569   Huang, Haipei 黃海培 +Rep 2026-02-02
570   Wang, Tong (SFC:BJV907) 王彤 -Rep 2017-07-11 2026-01-27
571     +RO 2026-01-27
572   Wang, Xuekun 王雪錕 +Rep 2026-01-28
573   Wu, Tu 吳圖 +Rep 2026-02-02
574   Zhou, Furui 周福瑞 -Rep 2025-12-11 2026-01-26
575   Zhu, Ying (SFC:ALU849) 祝穎 +Rep 2026-02-03
576 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Li, Ran (SFC:BDL985) 李冉 -Rep 2014-05-27 2026-01-31
577 GY Investment Management Group Limited Chi, Mei 池微 +RO 2026-01-22
578   Koo, Vincent Wing Tat 古頴達 +RO 2026-01-22
579 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Li, Hui (SFC:BXE319) 李辉 +Rep 2026-02-03
580   Yu, Bing (SFC:BXM266) 于冰 +Rep 2026-01-26
581 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Li, Hui (SFC:BXE319) 李辉 +Rep 2026-02-03
582 HAITONG INTERNATIONAL CAPITAL LIMITED Cheng, Hui (SFC:BTE722) 程暉 +Rep 2026-01-27
583   Huang, Chao (SFC:BXL849) 黄超 +Rep 2026-01-27
584   Tian, Ruohan 田若涵 +Rep 2026-01-27
585   Wang, Huifeng (SFC:BXJ756) 王会峰 +Rep 2026-02-02
586   Wang, Xiaojie (SFC:BXM194) 王晓洁 +Rep 2026-01-27
587   Wei, King Hung 魏景鴻 +Rep 2026-01-27
588 HAITONG INTERNATIONAL FUTURES LIMITED Li, Weihao (SFC:BXL562) 李威豪 +Rep 2026-02-02
589   Xu, Lei (SFC:BXL316) 许雷 +Rep 2026-01-27
590   Zhang, Yuexin 張躍馨 -Rep 2024-09-10 2026-01-25
591 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Yu, Bing (SFC:BXM266) 于冰 +Rep 2026-01-26
592 HAITONG INTERNATIONAL RESEARCH LIMITED Han, Yuewei (SFC:BWH260) 韩悦伟 -Rep 2025-06-06 2026-01-28
593   Jin, Zhihao (SFC:BXI779) 金稚皓 +Rep 2026-01-27
594   Zhang, Yidong (SFC:BIS749) 張憶東 +Rep 2026-02-03
595 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Chen, Senhao 陈森豪 +Rep 2026-01-26
596   Chen, Xingyu (SFC:BXL215) 陈兴宇 +Rep 2026-01-26
597   Chen, Yincong 陈寅聪 +Rep 2026-01-26
598   Cheng, Hui (SFC:BTE722) 程暉 +Rep 2026-01-27
599   Dai, Yingyu 戴莹钰 +Rep 2026-01-26
600   Gao, Gongxiang 高龚翔 +Rep 2026-01-26
601   Li, Weihao (SFC:BXL562) 李威豪 +Rep 2026-02-02
602   Pan, Yaqiang 潘亚强 -Rep 2023-03-01 2026-01-28
603   Shi, Pengyong 施鹏勇 +Rep 2026-01-27
604   Tian, Ruohan 田若涵 +Rep 2026-01-27
605   Wei, King Hung 魏景鴻 +Rep 2026-01-27
606   Xu, Lei (SFC:BXL316) 许雷 +Rep 2026-01-27
607   Yan, Huan (SFC:BXL218) 颜欢 +Rep 2026-01-27
608   Yang, Yixuan (SFC:BXL126) 杨艺璇 +Rep 2026-01-27
609   Yu, Yue (SFC:BXJ857) 俞悦 +Rep 2026-01-27
610   Zhang, Jie (SFC:BXL221) 张洁 +Rep 2026-01-27
611   Zhang, Yidong (SFC:BIS749) 張憶東 +Rep 2026-02-03
612   Zhang, Yuexin 張躍馨 -Rep 2024-09-10 2026-01-25
613   Zhu, Xiaoxuan (SFC:BXJ947) 朱晓萱 +Rep 2026-01-22
614 HALCYON CAPITAL LIMITED (HK) Li, Ang (SFC:BXK159) 李昂 +Rep 2026-01-28
615 HANG SENG INVESTMENT MANAGEMENT LIMITED Lee, Rosita Pui Shan 李佩珊 -RO 2004-07-13 2026-02-01
616 HANSUI CAPITAL COMPANY LIMITED Cho, Kin Wai (SFC:BWO628) 曹健偉 -Rep 2025-09-04 2026-02-03
617   Ng, Wai Ching 吳慧貞 -Rep 2024-08-09 2026-01-29
618   Yeung, Chun Ning Jude 楊震寧 -Rep 2021-12-28 2026-02-03
619   Yeung, Hon 楊瀚 -Rep 2025-03-12 2026-02-03
620 HARBOURVEST PARTNERS (ASIA) LIMITED Hao, Lydia Zhuotao 郝卓韜 -RO 2021-11-19 2026-01-28
621 Harmolands Capital Limited Dai, Kuang 代礦 -Rep 2023-02-06 2026-01-30
622 Harmonia Capital Limited Wong, Tung Ching 王冬青 +Rep 2026-02-03
623 Hash Blockchain Limited Du, Shiya 杜詩雅 +Rep 2026-01-21
624   Jiao, Qingxiu 焦青秀 +Rep 2026-01-21
625 Hazel Securities Limited Tam, William Chi Kwong 譚志光 +Rep 2026-01-22
626 HBS (Hong Kong) Limited Ho, Man Chun (SFC:AZL144) 何文俊 -Rep 2025-10-02 2026-01-23
627     +RO 2026-01-23
628 Heavenly Wealth Management Limited Chan, Kenneth Kam Kong 陳錦光 -Rep 2026-01-12 2026-02-02
629     +RO 2026-02-02
630 HERMES SECURITIES LIMITED Wen, Dou 文豆 +Rep 2026-02-04
631 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -RO 2024-05-08 2026-01-30
632 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED Zhou, Fangyu 周芳羽 -Rep 2025-12-19 2026-01-29
633     +RO 2026-01-29
634 Hong Kong Main Fund Securities Limited Ng, Chak Chung 吳澤松 +Rep 2026-02-04
635 Hong Kong Rich & Fortune Assets Management Co., Limited Zhang, Jiyao (SFC:BNC814) 張繼堯 -Rep 2023-06-14 2026-01-27
636     +RO 2026-01-27
637 Hongkong Rich & Fortune Securities Co., Limited   -Rep 2023-06-14 2026-01-27
638     +RO 2026-01-27
639 HPS Investment Partners (HK), Limited Liu, Muqi 劉沐祺 -Rep 2022-08-25 2026-01-31
640   Rosenfeld, Faith -RO 2025-12-29 2026-01-31
641   Wang, Loke Kiat -RO 2019-08-08 2026-01-31
642   White, Nicholas Andrew (SFC:BXA039) +RO 2026-01-27
643 HSBC Corporate Finance (Hong Kong) Limited Emmanuel -Rep 2019-06-12 2026-01-25
644   Zhang, Jiaojiao (SFC:BJW038) 張嬌嬌 -Rep 2017-09-27 2026-01-27
645 HSBC Global Asset Management (Hong Kong) Limited Chen, Tianqi (SFC:BXL194) 陳天琦 +Rep 2026-01-21
646   de Coninck-Lopez, Cathrine (SFC:BUF609) -Rep 2026-01-16 2026-01-22
647   Dunnett, Brian David -Rep 2026-01-16 2026-01-23
648   Fleming, Tom Nathan -Rep 2026-01-23 2026-01-31
649   Huang, Tzu Chi 黃姿淇 +Rep 2026-01-30
650   Hui, Chak Hang 許澤亨 +Rep 2026-02-03
651   Wang, Kwan Ho Benjamin 王群皓 +Rep 2026-01-30
652 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED Zhang, Junyi (SFC:BXL947) 張君怡 +Rep 2026-02-02
653 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Chen, Tianqi (SFC:BXL194) 陳天琦 +Rep 2026-01-21
654   de Coninck-Lopez, Cathrine (SFC:BUF609) -Rep 2026-01-16 2026-01-22
655   Dunnett, Brian David -Rep 2026-01-16 2026-01-23
656   Fleming, Tom Nathan -Rep 2026-01-23 2026-01-31
657   Huang, Tzu Chi 黃姿淇 +Rep 2026-01-30
658   Hui, Chak Hang 許澤亨 +Rep 2026-02-03
659   Wang, Kwan Ho Benjamin 王群皓 +Rep 2026-01-30
660 HSBC SECURITIES BROKERS (ASIA) LIMITED Wong, On Yiu 黃安堯 +Rep 2026-02-02
661 HSZ (HONG KONG) LIMITED Suen, So Ming 孫蘇鳴 -Rep 2019-03-21 2026-01-31
662 HTF Securities Limited Guo, Xinran (SFC:BXK041) 郭欣然 +Rep 2026-01-28
663   Leung, Sanley 梁珊妮 +Rep 2026-01-30
664   Wong, Michael Ka Kin 黃嘉健 +RO 2026-01-30
665 Huaan Securities (Hong Kong) Brokerage Limited Mao, Yitao 毛一韜 +Rep 2026-01-23
666 Huaan Securities (Hong Kong) Corporate Finance Limited   +Rep 2026-01-23
667   Yu, Shuo (SFC:BFU750) 于碩 -RO 2025-09-19 2026-01-25
668 Huafu International Securities Limited Chen, Yujie (SFC:BDP287) 陳宇捷 -Rep 2025-12-12 2026-02-04
669     +RO 2026-02-04
670 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Chan, Wing Tung (SFC:BRW781) 陳穎彤 -Rep 2025-05-22 2026-01-31
671   Chen, Mengting (SFC:BXC305) 陈梦婷 +Rep 2026-01-30
672   Gu, Feng (SFC:BXI398) 顾峰 +Rep 2026-01-30
673   Kang, Qian 康茜 +Rep 2026-01-29
674   Li, Faming (SFC:BXJ458) 李发明 +Rep 2026-01-30
675   Li, Lin (SFC:BXI074) 李麟 +Rep 2026-01-29
676   Li, Mengfei (SFC:BXJ368) 李孟菲 +Rep 2026-01-29
677   Li, Ning (SFC:BWV282) 李宁 -Rep 2025-10-30 2026-01-26
678     +RO 2026-01-26
679   Lian, Minwei 連敏偉 -Rep 2025-11-25 2026-01-23
680     +RO 2026-01-23
681   Liu, Xinyu (SFC:BXI730) 刘欣遇 +Rep 2026-01-30
682   Nie, Zichun 聂子淳 -Rep 2023-09-04 2026-01-25
683   Qiao, Chunyan 乔春艳 +Rep 2026-01-29
684   Qiu, Qian (SFC:BUS452) 邱谦 -Rep 2024-03-22 2026-01-21
685   Su, Bo (SFC:BXI645) 苏博 +Rep 2026-01-30
686   Tian, Yize 田一泽 -Rep 2025-09-04 2026-01-30
687   Wang, Jiadong (SFC:BWL363) 王嘉冬 -Rep 2025-07-10 2026-01-28
688   Wang, Yuqi (SFC:BJI812) 王玉琪 -Rep 2022-02-07 2026-01-31
689   Xiao, Yao (SFC:BXI239) 肖瑶 +Rep 2026-01-30
690   Xie, Chunsheng (SFC:BQZ938) 谢春生 -Rep 2021-04-19 2026-01-31
691   Xu, Zheng (SFC:BXI391) 徐征 +Rep 2026-01-30
692   Yang, Ming (SFC:BRH879) 杨铭 -Rep 2021-06-28 2026-01-26
693   Yao, Zeliang 姚泽梁 +Rep 2026-01-30
694   Yuan, Yi (SFC:BXI989) 苑艺 +Rep 2026-01-30
695   Zhang, Chen (SFC:BXI646) 張尘 +Rep 2026-01-27
696   Zhang, Hui (SFC:BWU637) 张辉 -Rep 2025-11-10 2026-01-27
697     +RO 2026-01-27
698 Huatai-PineBridge Asset Management (International) Company Limited Zhu, Lei (SFC:BAK409) 朱蕾 +Rep 2026-01-22
699 Hudson Bay Capital Management (Hong Kong) Limited Kwong, Jeffrey Shung Chi 鄺崇智 +Rep 2026-02-02
700 HULLSON CAPITAL PARTNERS LIMITED (b2024-09-26) Wu, Xuelu (SFC:BWT798) 吳雪廬 +Rep 2026-02-04
701 Hysun Asset Management Limited Ge, Shihang 葛詩行 -RO 2023-08-22 2026-01-31
702   Wong, Hong Ming (SFC:BIN600) 黃康銘 +Rep 2026-01-29
703 I Win Asset Management Limited Wang, Will Way 王元辰 +Rep 2026-01-28
704 I WIN SECURITIES LIMITED   +Rep 2026-01-28
705 ICAP Securities Hong Kong Limited Fu, Yanyi 傳嚴儀 +Rep 2026-01-27
706   Orr, Alwin 柯百聰 +Rep 2026-02-02
707 ICBC (Asia) Trustee Company Limited Fung, Po Wun 馮寶媛 +Rep 2026-01-27
708 ICBC INTERNATIONAL CAPITAL LIMITED Cheung, Hoi Ting (SFC:BIR755) 張海婷 -Rep 2021-06-02 2026-01-22
709   Deng, Yuqun 鄧雨群 +Rep 2026-01-28
710   He, Yuming (SFC:BXL832) 何钰明 +Rep 2026-01-29
711 ICBC INTERNATIONAL SECURITIES LIMITED Cheung, Hoi Ting (SFC:BIR755) 張海婷 -Rep 2021-06-02 2026-01-22
712   Deng, Yuqun 鄧雨群 +Rep 2026-01-28
713   Fu, Lin (SFC:BCV489) 傅琳 +Rep 2026-01-28
714   He, Yuming (SFC:BXL832) 何钰明 +Rep 2026-01-29
715   Ji, Chunhua (SFC:BGA564) 紀春華 -Rep 2024-01-30 2026-02-02
716   Man, Ha Leung 萬夏良 +Rep 2026-02-03
717   Ng, Cheuk Hei (SFC:BXN141) 吳倬希 +Rep 2026-02-03
718   Qiu, Yuanduo 邱塬铎 +Rep 2026-01-28
719 INFINI CAPITAL MANAGEMENT LIMITED So, Wai Hong (SFC:AGH369) 蘇偉康 +RO 2026-01-23
720 INNOVAX CAPITAL LIMITED Ngai, Sze Wing 倪思穎 -Rep 2018-01-16 2026-01-23
721   Sam Chang, Segundo Willy 沈維理 +RO 2026-02-04
722 INSTINET PACIFIC LIMITED Jin, Jiaqi (SFC:BNN353) 靳佳琦 -Rep 2024-12-31 2026-01-27
723   Mansigani, Mahesh -Rep 2026-02-02 2026-02-04
724 INVESCO HONG KONG LIMITED Liu, Zijun (SFC:BRA319) 劉子郡 +Rep 2026-01-26
725 IPP Financial Advisers Limited Chan, Lok Yin (SFC:BXI762) 陳洛賢 +Rep 2026-02-03
726   Chiu, Yuen Kwan 趙婉君 +Rep 2026-02-03
727   Choi, Chi Ho (SFC:BRX753) 蔡志豪 -Rep 2022-01-31 2026-02-02
728   Lam, Mei Mei (SFC:BXH594) 林美美 +Rep 2026-02-03
729 IX Capital International Limited Ng, Oliver Tse Kuen 伍子權 +RO 2026-01-22
730 J.P. MORGAN BROKING (HONG KONG) LIMITED Bouakline, Yacine +Rep 2026-01-26
731   Luo, Xuan (SFC:BXH589) 羅璇 +Rep 2026-01-29
732   Zhu, Xue 祝雪 -Rep 2020-12-14 2026-01-31
733 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Cheung, Hoi Chun 張凱晙 -Rep 2023-08-07 2026-01-23
734   Mok, Kevin Ka Lam 莫家霖 -Rep 2025-07-21 2026-01-26
735 JA SECURITIES LIMITED Liu, Hongjia (SFC:BUV360) 劉洪佳 -Rep 2024-04-29 2026-01-30
736 Jain Global (Hong Kong) Limited Ye, Qingxin 葉青新 +Rep 2026-01-21
737 Jane Street Asia Pacific Limited Cheng, Chit Yu 鄭媫妤 +Rep 2026-01-27
738   Fisher, Amber Grace +Rep 2026-01-26
739   Lai, Si Rui +Rep 2026-01-28
740   Lin, Steven Xinhai +Rep 2026-01-22
741   Marsham, Mykal Steban +Rep 2026-01-26
742   Sanghi, Udit +Rep 2026-01-26
743 JANE STREET HONG KONG LIMITED Cheng, Chit Yu 鄭媫妤 +Rep 2026-01-27
744   Fisher, Amber Grace +Rep 2026-01-26
745   Lai, Si Rui +Rep 2026-01-28
746   Lin, Steven Xinhai +Rep 2026-01-22
747   Marsham, Mykal Steban +Rep 2026-01-26
748   Sanghi, Udit +Rep 2026-01-26
749 Janus Henderson Investors Hong Kong Limited Low, Xin Yan -Rep 2026-01-27 2026-01-28
750   O'Malley, Christopher John (SFC:BXN103) +Rep 2026-01-27
751 Jefferies Hong Kong Limited Degney, Lauren Kimberly +Rep 2026-01-28
752   Ng, Samuel Chen Loon 伍证麟 +Rep 2026-01-28
753   Nishiguchi, Kazuki +Rep 2026-01-27
754   Tang, Misi 唐密似 +Rep 2026-01-22
755   Wang, Jiaqi (SFC:AOH836) 王家琦 +Rep 2026-01-26
756 Jin Yi Financial Group Limited Kan, Albert Kwok Shu 簡國樞 -RO 2025-08-13 2026-01-28
757 JINLUO SECURITIES LIMITED Fu, Yiu Hang 傅耀衡 +RO 2026-01-29
758 JK Capital Management Limited Weston, Marcus Patrick -RO 2019-07-16 2026-02-04
759     +Rep 2026-02-04
760 JPMorgan Asset Management (Asia Pacific) Limited Yeo, Janis -Rep 2024-09-17 2026-01-30
761 JPMorgan Funds (Asia) Limited   -Rep 2024-09-17 2026-01-30
762 KAISER CAPITAL MANAGEMENT LIMITED Lau, Kwan Ming 劉君明 +Rep 2026-01-29
763 KAISER FUTURES LIMITED   +Rep 2026-01-29
764 KAISER SECURITIES LIMITED   +Rep 2026-01-29
765 KEYSTONE CAPITAL LIMITED (HK) Tsang, Chi Chung (SFC:BPB358) 曾志聰 +Rep 2026-02-03
766 KGI ASIA LIMITED Yiu, Chun Yan Jason 姚進昕 +Rep 2026-02-02
767 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Cheung, Wing Sze (SFC:ANW418) 張詠詩 -Rep 2006-09-01 2026-02-02
768     +RO 2026-02-02
769 KOREA INVESTMENT & SECURITIES ASIA LIMITED Choi, Jiuk -Rep 2026-01-30 2026-01-30
770   Lim, Kyung Joon +RO 2026-01-21
771 KVV Capital Limited Cheng, Tak Man (SFC:BLN470) 鄭德文 +Rep 2026-02-03
772 Legal & General Investment Management Asia Limited Kong, Byungjin 孔炳進 +Rep 2026-02-02
773 Legend Arb Advisors Limited Ngai, Kai Fung 魏介鋒 -Rep 2025-05-20 2026-01-26
774 Lego Corporate Finance Limited Lee, Lok Hin (SFC:BXN679) 李樂軒 +Rep 2026-01-29
775   Zhong, Jiayao 鐘嘉瑶 -Rep 2024-08-27 2026-01-23
776 Lego Securities Limited Chan, Hiu Wing 陳曉潁 +Rep 2026-01-26
777 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Aschmann, Luca +Rep 2026-01-27
778   Ng, Jonathan Putra Hartanto +Rep 2026-01-23
779 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Stalder, Philipp Michael -Rep 2007-07-27 2026-01-23
780 Lianhe Ratings Global Limited Li, Weihao (SFC:BRP409) 李偉浩 -Rep 2021-08-23 2026-01-21
781 LIM ADVISORS LIMITED Hui, Hoi Wan 許海雲 -Rep 2025-11-28 2026-01-21
782 Linkways Investment Management Limited Lo, Man Hon Bryan 盧民翰 +Rep 2026-01-26
783 LiquidityTech Limited Li, Wen (SFC:BFJ724) 李文 -RO 2025-08-29 2026-01-30
784 Livermore Holdings Limited Hu, Liyuan (SFC:BXI925) 胡丽媛 +Rep 2026-01-29
785 LMR Partners Limited Kim, Ji Hyun (SFC:BGB395) +Rep 2026-02-03
786 LUMEN INNOVATION ASSET MANAGEMENT LIMITED Cheung, Alan Ngar Lok 張雅樂 -Rep 2025-12-03 2026-01-30
787     +RO 2026-01-30
788   Poon, Siu Ming 潘紹銘 -Rep 2025-11-21 2026-01-26
789     +RO 2026-01-26
790   Tam, Ka Ho (SFC:BCC092) 譚家豪 -Rep 2025-08-27 2026-02-02
791 Lux Aeterna Capital Limited Liou, Wei Jei 劉緯婕 +Rep 2026-02-02
792 Macquarie Asia Securities Limited Stafford, Melvyn +Rep 2026-01-30
793 Manford Financial Limited Chu, Wah Cheung 朱華章 -RO 2022-02-09 2026-01-30
794 MANGO FINANCIAL LIMITED Li, Larry Xihuan 李曦寰 +Rep 2026-02-02
795 Manulife Investment Management (Hong Kong) Limited Cheung, Andrew Tinkee 張天機 +Rep 2026-01-22
796   Kuan, Wendy Hsiao Wei 關曉薇 +Rep 2026-01-28
797 Marex Financial Services Hong Kong Limited Butler, Iain Allan +Rep 2026-01-22
798 MASECO Asia Limited Mushkat, Miron -RO 2022-06-24 2026-01-31
799 Maxa Asset Management Limited Yip, Ka Lam 葉嘉霖 -RO 2022-11-10 2026-01-30
800 MC Financial Services Limited (HK) Pun, Yat Kan (SFC:BKW033) 潘一勤 -Rep 2025-07-14 2026-02-03
801     +RO 2026-02-03
802 MCP Asset Management Company Limited Fujii, Ryo +Rep 2026-02-03
803 Merrill Lynch (Asia Pacific) Limited Bahuguna, Himanshu -Rep 2026-01-16 2026-01-23
804   Halliwell, Thomas Alan -Rep 2026-02-02 2026-02-04
805   Hwang, Kyung Jae -Rep 2026-01-16 2026-01-23
806   Kong, Tze Yee 江姿儀 -Rep 2026-01-16 2026-01-22
807   Liani, Tal Yehi +Rep 2026-02-03
808   Salgaonkar, Sachin +Rep 2026-01-30
809   Wang, Haobo (SFC:BMQ797) 王昊博 -Rep 2018-11-13 2026-01-28
810   Xi, Ye (SFC:BEI736) 奚曄 -Rep 2018-08-23 2026-01-30
811     +RO 2026-01-30
812 Merrill Lynch Far East Limited Bahuguna, Himanshu -Rep 2026-01-16 2026-01-23
813   Halliwell, Thomas Alan -Rep 2026-02-02 2026-02-04
814   Kong, Tze Yee 江姿儀 -Rep 2026-01-16 2026-01-22
815   Wang, Haobo (SFC:BMQ797) 王昊博 -Rep 2018-04-10 2026-01-28
816 Meta Futures Limited Ho, Eric Sui Keung 何瑞強 +Rep 2026-02-04
817 Metaverse Securities Limited (HK) Liu, Yilei (SFC:BQB426) 劉軼磊 +Rep 2026-01-27
818 MFG Limited (HK) Sit, Man Kei 薛雯琦 -Rep 2022-11-17 2026-01-31
819 MIB SECURITIES (HONG KONG) LIMITED Pang, Shi Choi 彭士財 +Rep 2026-01-27
820 MIDLAND WEALTH MANAGEMENT LIMITED Chu, Lai Ching 朱麗澄 -Rep 2023-10-31 2026-01-22
821 Mighty Fountain Capital Limited Lau, Shu Yan (SFC:AMY735) 劉樹恩 -RO 2021-10-27 2026-01-27
822 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Hong, Kailin 洪愷霖 +Rep 2026-02-04
823   Kwok, Frank 郭行健 +Rep 2026-01-21
824   Lee, Kun Ho +Rep 2026-01-21
825   Wong, Ming Hei (SFC:BXM230) 黃酩睎 +Rep 2026-02-03
826   Wu, Weihua (SFC:BJR779) 吳偉華 -Rep 2021-05-03 2026-01-31
827 Mingshi Investment Management Limited Xie, Haibo 謝海波 +Rep 2026-01-26
828 Minmetals Financial Services Limited Wang, Hao (SFC:BXO344) 王昊 +Rep 2026-02-02
829 Mirae Asset Securities (HK) Limited Kwan, Ho Chuen Warren 關浩泉 +Rep 2026-01-26
830 MIZUHO SECURITIES ASIA LIMITED Chau, Kok Yan 周珏昕 -Rep 2025-01-02 2026-01-30
831   Szeto, Yuen Yee 司徒婉儀 -Rep 2006-05-10 2026-01-29
832   Yoshida, Atsushi -Rep 2013-09-13 2026-01-23
833 MoneyMore Securities Limited Chen, Jiahui (SFC:BVG011) 陳佳慧 -Rep 2025-09-16 2026-01-21
834 Morgan Stanley Asia Limited Fung, Pamela Candice 馮家欣 -Rep 2012-06-11 2026-01-23
835     +RO 2026-01-23
836   Goyal, Megha -Rep 2026-01-19 2026-01-23
837   Gutman, Simeon Ari -Rep 2026-01-26 2026-01-28
838   Ho, Kwan Wing Jacqueline 何坤穎 +Rep 2026-01-26
839   Kamboj, Joshua -Rep 2026-02-02 2026-02-03
840   Kim, Young Chan +Rep 2026-01-28
841   Leggett, Robert Christopher +Rep 2026-02-03
842   Li, Linhai 利林海 +Rep 2026-02-02
843   Liao, Zhiquan 廖之荃 +Rep 2026-02-03
844   Lim, Pei Wen Denise +Rep 2026-01-22
845   Liu, Chang (SFC:BRX924) 劉暢 +Rep 2026-01-26
846   Liu, Kunyuan (SFC:BUY228) 刘坤元 -Rep 2026-01-20 2026-01-23
847   Lock, William David (SFC:BUG415) +Rep 2026-02-02
848   Min, Qingyang 闵清洋 +Rep 2026-01-26
849   Pimenta Sorregotti, Guilherme +Rep 2026-02-03
850   So, Ho Long 蘇浩朗 +Rep 2026-01-27
851   Wang, Yichen (SFC:BXO384) +Rep 2026-02-03
852   Yang, Yufei (SFC:BAO939) 楊宇飛 +Rep 2026-02-02
853 Morgan Stanley Hong Kong Securities Limited Ho, Kwan Wing Jacqueline 何坤穎 +Rep 2026-01-26
854   Lim, Pei Wen Denise +Rep 2026-01-22
855   Liu, Chang (SFC:BRX924) 劉暢 +Rep 2026-01-26
856   Pimenta Sorregotti, Guilherme +Rep 2026-02-03
857   So, Ho Long 蘇浩朗 +Rep 2026-01-27
858   Yang, Yufei (SFC:BAO939) 楊宇飛 +Rep 2026-02-02
859 Morningstar Investment Management Asia Limited Wu, Yuening 吴粤宁 -Rep 2022-08-30 2026-01-27
860 MUFG Securities Asia Limited Delaney, Thomas Vincent -Rep 2026-01-05 2026-01-21
861 NEW ASIA FERRELL ASSET MANAGEMENT LIMITED Shi, Xingtao 是星涛 -Rep 2025-10-02 2026-01-30
862 NH INVESTMENT & SECURITIES (H.K.) LIMITED Chang, Hou-Jung 張厚榮 -Rep 2022-08-18 2026-01-27
863 Nice Talent Asset Management Limited Liu, Xiuhui (SFC:BXM845) 劉秀慧 +Rep 2026-01-28
864 NOMURA INTERNATIONAL (HONG KONG) LIMITED Agarwal, Avyakt Kumar +Rep 2026-01-30
865   Chia, Li An -Rep 2026-01-16 2026-01-26
866   Cho, Woohyun 曹玗鉉 +Rep 2026-02-03
867   Goh, Chou Xuan -Rep 2026-01-15 2026-01-27
868   Kong, Hui Xuan +Rep 2026-02-02
869   Maisier, Benoit Gaetan Louis -Rep 2026-01-23 2026-01-31
870   Nicholson, Gareth Dreg (SFC:BRT353) -Rep 2021-11-05 2026-01-26
871   Shi, Haochen (SFC:BRX741) 師浩宸 +Rep 2026-01-29
872   Winkelmolen, Remo -Rep 2026-01-22 2026-02-03
873   Xu, Guang (SFC:BKC619) 徐光 +Rep 2026-01-21
874 Novel Wealth Management Limited Ding, Qian (SFC:BTP596) 丁倩 -Rep 2023-04-14 2026-02-02
875 OCEANVAST CAPITAL LIMITED Lai, Wing Hung (SFC:BTR443) 黎詠虹 -Rep 2024-08-23 2026-02-02
876 Octiv Capital Limited Lam, Calvin Si Yang 林思暘 -RO 2024-11-01 2026-01-31
877 OKASAN INTERNATIONAL (ASIA) LIMITED Mori, Yoji 森陽嗣 -Rep 2024-05-20 2026-01-30
878 OnePlatform Asset Management Limited Ng, Siu Lun (SFC:AOO358) 吳兆麟 +Rep 2026-01-28
879 Open Asset Management Limited Ng, Ting Cheong 吳定昌 -Rep 2025-12-17 2026-02-01
880 Open Securities Limited   -Rep 2025-12-17 2026-02-01
881 ORIENT CAPITAL (HONG KONG) LIMITED Chan, Ying Wai (SFC:AUC919) 陳英偉 +Rep 2026-01-27
882 ORIENT SECURITIES (HONG KONG) LIMITED   +Rep 2026-01-27
883   Li, Yao (SFC:BXH218) 李耀 +Rep 2026-02-02
884   Shi, Haochen (SFC:BQL601) 施昊晨 +Rep 2026-02-03
885 ORIX Asia Asset Management Limited Wang, Yanhan 王彥涵 -Rep 2024-06-21 2026-01-22
886     +RO 2026-01-22
887 OSL Digital Securities Limited Zaqir, Muhammad 康錫祺 +Rep 2026-01-26
888 PACIFIC EAGLE ASSET MANAGEMENT LIMITED Ng, Tzu Ying Adrian 伍子穎 -Rep 2024-12-05 2026-01-28
889     +RO 2026-01-28
890   Ong, Kelvin Wey Ter -RO 2017-01-04 2026-01-30
891 Pacific International Securities Limited Ma, Ruohong 馬若虹 +Rep 2026-01-22
892 Pamalican Asset Management Limited Chung, Wilson James Ka Lun 鍾家綸 -Rep 2024-12-03 2026-01-31
893 PAMG LIMITED (HK) Chan, Crystal (SFC:BVG953) 陳希彤 +Rep 2026-01-22
894   Cheng, Siu On John 鄭紹安 +Rep 2026-01-22
895 PATRIZIA Hong Kong Limited Webb, Justin Charles +RO 2026-02-03
896 Pearl International Securities Limited Lo, Tak Wai 盧德偉 -RO 2024-06-17 2026-01-31
897 PHILLIP COMMODITIES (H.K.) LIMITED Chan, Tsz Lok (SFC:BXK094) 陳子樂 +Rep 2026-02-03
898   Wu, Yayi (SFC:BXM003) 吴雅怡 +Rep 2026-02-03
899 PHILLIP SECURITIES (HONG KONG) LIMITED Chan, Tsz Lok (SFC:BXK094) 陳子樂 +Rep 2026-02-03
900   Wu, Yayi (SFC:BXM003) 吴雅怡 +Rep 2026-02-03
901 Phronisys Asset Management Limited Chow, Chi Wai (SFC:BSU571) 周沚濰 +RO 2026-01-26
902   Lim, Robert Warren 林華銓 +RO 2026-01-26
903 Pictet Asset Management (Hong Kong) Limited Paolini, Luca -Rep 2026-01-26 2026-01-30
904 Pinerock Asset Management Limited Peng, Bo (SFC:BDJ188) 彭博 +Rep 2026-01-22
905   Zheng, Jianwei (SFC:BCS741) 鄭健維 +Rep 2026-01-21
906 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Jiang, Wei (SFC:BXD697) 姜威 +Rep 2026-01-21
907 Ping An of China Capital (Hong Kong) Company Limited Lee, Chun Pang 李振鵬 +Rep 2026-01-28
908   Lee, Kwok Yan (SFC:BIO431) 李珏昕 -RO 2024-05-13 2026-01-23
909   Lee, Sze Wan (SFC:AKS933) 李詩韻 +Rep 2026-01-27
910   Shi, Kun (SFC:BXH365) 施昆 +Rep 2026-01-27
911 Ping An Securities (Hong Kong) Company Limited Lee, Chun Pang 李振鵬 +Rep 2026-01-28
912   Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2026-01-23
913   Lee, Sze Wan (SFC:AKS933) 李詩韻 +Rep 2026-01-27
914   Shi, Kun (SFC:BXH365) 施昆 +Rep 2026-01-27
915 PJT Partners (HK) Limited McFadyen, David John -Rep 2024-05-09 2026-02-02
916 Planetree Asset Management Limited (HK) Wong, Gilbert Kin Chun 黃健俊 +Rep 2026-01-26
917 Planetree Research Limited   +Rep 2026-01-26
918 Planetree Securities Limited   +Rep 2026-01-26
919 Plouton Asset Management Limited Ling, James Wai Tat 凌偉達 -Rep 2022-08-25 2026-01-31
920 Point72 Hong Kong Limited Chen, Wanli (SFC:BVI436) 陳萬里 -Rep 2024-09-02 2026-01-22
921   Margo, Jonathan Casper Colin +Rep 2026-02-02
922   Tsang, Chun Pak 曾俊柏 +Rep 2026-01-26
923   Wang, Shuailong 王帅龙 +Rep 2026-01-26
924   Yang, Qi (SFC:BST367) 楊琦 -Rep 2022-08-29 2026-01-23
925 Polymer Capital Management (HK) Limited Busiri, Muhammad Zakky -Rep 2024-11-01 2026-02-04
926   Kohli, Rohan -Rep 2024-09-16 2026-02-04
927 Portwell Securities Limited Yang, Shuenn-yuh 楊順裕 -Rep 2025-11-27 2026-01-27
928     +RO 2026-01-27
929 Poseidon Capital Limited (HK) Fang, Jiawen (SFC:BUU191) 方佳文 +Rep 2026-01-26
930   Wu, Jing Ruei 吳京叡 +Rep 2026-01-26
931 Prudence Investment Management (Hong Kong) Limited Chen, Fangze 陳方澤 +Rep 2026-01-27
932 PRUDENTIAL BROKERAGE LIMITED Chu, Chun Chuen 朱鎮泉 -Rep 2026-01-30
933   Lau, Jeffrey Hoi Yue 劉凱宇 +Rep 2026-01-26
934 Pryme Capital Limited (b2021-02-19) Wang, Yu (SFC:APZ458) 王彧 -Rep 2026-01-27 2026-02-03
935     +RO 2026-02-03
936 Pulun International Asset Management Limited Lee, Hung Wing (SFC:BGU986) 李鴻榮 -Rep 2018-02-08 2026-02-03
937 Pulun International Capital Limited Kong, Raymond Chiu San 江朝新 +Rep 2026-01-29
938 Pulun International Securities Limited   +Rep 2026-01-29
939 PYXIS WEALTH ADVISORS LIMITED Chan, Leung (SFC:BXM540) 陳亮 +Rep 2026-01-28
940 Quam Asset Management Limited (b1983-06-28) Foo, Chi Ming (SFC:ACE455) 傅志明 -Rep 2024-04-26 2026-01-31
941   Lyu, Jinwen 呂錦雯 -Rep 2024-09-12 2026-02-01
942   Wong, Cho Miu 黃祖苗 +Rep 2026-02-02
943 Quam Capital Limited (b1994-08-04) Too, Seng Shen 朱興燊 -Rep 2020-06-03 2026-02-01
944 Quam Securities Limited Li, Rui (SFC:BPF572) 李蕊 -Rep 2019-12-06 2026-01-28
945   Wang, Xiao (SFC:AVK625) 王曉 -Rep 2010-07-21 2026-01-23
946 Quantum Capital Management Limited Fung, Chen Tung 馮振東 +RO 2026-01-27
947 Quester Capital Advisors Limited Kwong, Ka Leung 鄺嘉樑 +Rep 2026-01-28
948 Quester Securities (HK) Limited   +Rep 2026-01-28
949 Raffles Assets Management (HK) Co. Limited Chu, Sanford Wang Kei 朱宏基 -Rep 2025-08-18 2026-01-30
950   Wu, Di (SFC:BWK508) 吳迪 -Rep 2025-07-09 2026-01-27
951 Rainbow Capital (HK) Limited Xu, Guangze 徐广澤 +Rep 2026-01-22
952 RAM Investment Advisors Limited Li, Jiazhou 李嘉洲 -Rep 2025-05-30 2026-01-26
953 Red South Investment Management Limited Fu, Yiu Hang 傅耀衡 -RO 2025-02-10 2026-01-21
954 REVO Digital Family Office Limited Chow, William Wai Chiu 曹偉超 +RO 2026-01-23
955   Yan, Kai (SFC:BTT668) 顏凱 +RO 2026-01-23
956 RhinoX Limited Lai, Kang Po 黎庚普 -RO 2026-01-28
957   Loong, Fei Wan 龍飛雲 -Rep 2026-01-06 2026-01-23
958     +RO 2026-01-23
959 Rifa Futures Limited Luk, Mang Suen 陸盟鏇 -Rep 2010-04-14 2026-01-30
960 Rifa Securities Limited   -Rep 2010-04-14 2026-01-30
961 RIME Capital Limited He, Xin (SFC:BUK453) 何心 +Rep 2026-01-27
962 Risen Family Office Limited Wei, Yonghui 魏永輝 +Rep 2026-02-03
963 Robeco Hong Kong Limited De Moor, Joannes Wilhelmus -Rep 2026-01-22 2026-01-30
964 RP ASSET MANAGEMENT LIMITED Lee, Jimmy Shun Hing 利順興 -RO 2017-09-01 2026-01-31
965 Rui Da International Finance Holding Limited Liu, Yuyang (SFC:BWB585) 劉昱陽 +Rep 2026-01-30
966 RuiLian Financial Group Company Limited Yan, Suping 閻素萍 +Rep 2026-02-04
967 Sail Capital Company Limited Wong, Yik Fan 汪懌帆 -Rep 2024-11-06 2026-01-27
968 Sanford C. Bernstein (Hong Kong) Limited Agarwal, Rupal -Rep 2026-02-02 2026-02-04
969   Chan, Benjamin Yu Ki 曾裕基 -Rep 2016-01-25 2026-01-22
970   Dash, Rahul Ramanath -Rep 2026-01-21 2026-01-25
971   Garre, Venugopal -Rep 2026-01-22 2026-01-23
972   Imazu, Nanako -Rep 2026-01-21 2026-01-23
973   Sang, Kam Lo 生金潞 -Rep 2022-01-05 2026-01-22
974 Sauder Global Investment Management Limited Tse, Raymond 謝禮文 -RO 2024-01-24 2026-01-31
975 Schonfeld Strategic Advisors (Hong Kong) Limited Delano, Oliver +Rep 2026-02-02
976   Qu, Jingchen 瞿敬晨 +Rep 2026-02-02
977   Zhang, Li (SFC:BVO783) 張力 +Rep 2026-02-02
978 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Hu, Jie (SFC:BNV460) 胡洁 -Rep 2021-09-23 2026-01-23
979 SDIC Securities (Hong Kong) Limited Gao, Yu (SFC:BIB949) 高宇 -Rep 2016-10-28 2026-01-29
980     +RO 2026-01-29
981   Wen, Ruipeng 温瑞鹏 +Rep 2026-01-27
982   Zhang, Zhipeng (SFC:BXM169) 张志鹏 +Rep 2026-01-23
983   Zheng, Haiyan (SFC:BXL739) 鄭海燕 +Rep 2026-01-26
984 SDIC Securities Corporate Finance (Hong Kong) Limited Huang, Jie (SFC:BWT338) 黄洁 -Rep 2025-10-23 2026-01-22
985   Shen, Shaopeng 申少鹏 +Rep 2026-01-21
986   Yu, Zirong 俞资融 +Rep 2026-01-23
987 Select Investment Services Limited (HK) Ling, James Wai Tat 凌偉達 -Rep 2021-08-05 2026-01-31
988 SG SECURITIES (HK) LIMITED Chow, Chun Man (SFC:BXN600) 周俊旻 +Rep 2026-01-28
989   Hai, Rihan 海日汗 +Rep 2026-01-26
990   Jiang, Guangze 姜廣澤 +Rep 2026-01-29
991 Shacom Securities Limited Au, Bing Wing 區炳榮 -Rep 2025-05-26 2026-01-28
992   Cheng, Roger Chi Kin 鄭志堅 -Rep 2026-02-02
993 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Cheng, Dong (SFC:BXJ841) 成东 +Rep 2026-01-21
994 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Qiu, Jiangjie 邱江杰 -Rep 2022-02-25 2026-01-23
995 Shenzhen Capital (Hong Kong) Asset Management Company Limited Zhang, Xiaorui (SFC:BWS028) 張曉蕊 -RO 2025-11-21 2026-01-31
996 Silk Road International Capital Limited Zhang, Tai (SFC:BRD837) 張泰 -RO 2023-01-18 2026-01-31
997 Silver Leaf Asset Management Limited Pei, Liyi 裴力毅 -Rep 2025-10-17 2026-01-25
998 SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED Ho, Cho Ki 何祖祈 -Rep 2021-03-15 2026-02-04
999     +RO 2026-02-04
1000 Sino-Ocean Investment Management Limited Zhao, Zhihong (SFC:BXJ806) 趙芷虹 +Rep 2026-01-28
1001 Sinofides Securities Limited Tang, Yeung Tim 鄧楊添 +Rep 2026-02-03
1002 Sinohope Asset Management (Hong Kong) Limited Liao, Xinyi 廖心儀 +Rep 2026-02-04
1003   Luo, Xinghua 羅興華 +Rep 2026-02-03
1004 SINOIF ASSET MANAGEMENT LIMITED Li, Zi Ming (SFC:BXI093) 黎梓鳴 +Rep 2026-01-23
1005 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Chan, Kwong Leung 陳光亮 -Rep 2022-09-13 2026-02-02
1006   Deng, Xiaolu 邓小路 +Rep 2026-01-23
1007   Hu, Junming 胡俊铭 +Rep 2026-01-28
1008   Yan, Qiang (SFC:BXI638) 严强 +Rep 2026-01-30
1009   Zhao, Peibing 赵培兵 +Rep 2026-01-30
1010 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Huang, Chu An 黃主安 -Rep 2024-02-14 2026-01-31
1011 SINOPAC SECURITIES (ASIA) LIMITED Ding, Zihan 丁子涵 +Rep 2026-01-28
1012   Huang, Chu An 黃主安 -Rep 2024-05-28 2026-01-31
1013   Wu, Ya-Ni 巫雅妮 +Rep 2026-01-30
1014   Yu, Chao Yuan 游兆源 +RO 2026-01-30
1015 SinoPro Securities Limited Lu, Zicheng (SFC:BRU712) 盧子程 +Rep 2026-01-21
1016 SMBC Nikko Securities (Hong Kong) Limited Abe, Naoki 阿部直樹 +Rep 2026-01-29
1017   Asano, Hiroki -Rep 2025-03-11 2026-01-26
1018 Soochow Securities International Brokerage Limited Gu, Wei (SFC:BXH428) 顧巍 +Rep 2026-02-02
1019   Zhang, Liangwei (SFC:BSV361) 張良衛 -Rep 2022-09-13 2026-01-30
1020     +RO 2026-01-30
1021 Soochow Securities International Capital Limited Wong, Brenda Yin Kwan 黃衍筠 -Rep 2026-01-14 2026-01-23
1022     +RO 2026-01-23
1023 Soochow Securities International Futures Limited Gu, Wei (SFC:BXH428) 顧巍 +Rep 2026-02-02
1024   Ng, Wai Kit (SFC:AVT524) 吳偉傑 -Rep 2025-11-07 2026-01-29
1025     +RO 2026-01-29
1026 South China Investment Management Limited Liu, Xucen 劉栩岑 -Rep 2023-06-23 2026-01-23
1027 SOUTH CHINA SECURITIES LIMITED   -Rep 2023-06-23 2026-01-23
1028 SPARX Asia Investment Advisors Limited Hung, Chin Pang Peter 洪展鵬 -Rep 2020-10-23 2026-01-23
1029 SPDB International Securities Limited Lam, Cheuk Sun 林卓燊 +Rep 2026-01-26
1030   Liu, Jing (SFC:BGL198) 劉靜 +Rep 2026-02-04
1031 Splentide Capital Limited Chan, Wing Sze (SFC:BNQ661) 陳詠詩 -Rep 2018-11-28 2026-01-28
1032 Spruce Light Asset Management Company Limited Lu, Zi-Yong 呂自勇 +Rep 2026-02-03
1033 STAR RIVER SECURITIES LIMITED Song, Yuzhu 宋雨竹 -Rep 2026-01-15 2026-01-31
1034 STATE STREET GLOBAL ADVISORS ASIA LIMITED Huang, Sen-Woei 黃森瑋 +Rep 2026-01-27
1035   Loo, Cheng Gan +Rep 2026-01-26
1036 StellarS Capital (Hong Kong) Limited Shen, Jiacheng (SFC:BXA177) 沈家丞 +RO 2026-02-03
1037 SUCCESS ADVANCE INVESTMENTS LIMITED Li, Chi Hang (SFC:BGE846) 李志衡 -RO 2024-10-09 2026-01-30
1038 SUNFINE ASSET MANAGEMENT (HONG KONG) LIMITED Wang, Yuanhang (SFC:BJT948) 王遠航 +RO 2026-02-02
1039 Sunny Fortune Capital Limited Fang, Shengya 房聖亞 -Rep 2023-08-23 2026-01-28
1040 Suparna Capital Management Limited Cheng, Kwok Fun 鄭國勳 -RO 2023-04-25 2026-01-27
1041   Lo, Yat On 盧逸安 -RO 2021-12-28 2026-01-27
1042 Symmetry Investments (Hong Kong) Limited Zheng, Xiaowei (SFC:BNN087) 鄭曉煒 -Rep 2018-09-03 2026-01-23
1043 T.F.S. Derivatives HK Limited Lee, Jinsoo (SFC:AWP417) 李真守 -Rep 2011-01-13 2026-02-04
1044     +RO 2026-02-04
1045   Lin, Ka Hei 連家希 -Rep 2025-04-25 2026-01-31
1046 TEN ASSET MANAGEMENT LIMITED Chien, Chi Ting 錢紀廷 +Rep 2026-02-03
1047 Tenbase Securities Limited   +Rep 2026-02-03
1048 TFI Capital Limited Zhang, Jiajun (SFC:BVK128) 張佳珺 -Rep 2024-11-04 2026-01-25
1049 TFI Securities and Futures Limited Chu, Wai Pan 朱偉彬 -Rep 2022-12-21 2026-01-23
1050   Gong, Sicheng 龔思成 -Rep 2025-10-13 2026-01-27
1051 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Nomoto, Daisuke +Rep 2026-01-30
1052 Tiger Brokers (HK) Global Limited Gong, Xiaoou 龔曉鷗 +Rep 2026-02-03
1053 TRADE RISE LIMITED To, Ka Yan (SFC:BHP839) 杜嘉茵 -RO 2025-04-03 2026-01-30
1054 UBS SECURITIES ASIA LIMITED Barron, Jason -Rep 2026-01-16 2026-01-21
1055   Cartwright, Edward Ian +Rep 2026-01-30
1056   Chadha, Dushyant +Rep 2026-01-30
1057   Du, Haozhe 杜昊哲 -Rep 2026-01-14 2026-01-21
1058   Friedman, Steven Barry -Rep 2026-01-20 2026-01-23
1059   Hui, Siu Wing Edwin 許兆榮 +Rep 2026-01-23
1060   Hyder, Riaz -Rep 2026-01-20 2026-01-24
1061   Kim, Sang Uk -Rep 2025-06-26 2026-01-30
1062   Le Roux, Nicolas Roland Joseph -Rep 2026-01-16 2026-01-21
1063   Naber, Natalia -Rep 2024-11-25 2026-01-26
1064   Ng, Hock Leng +Rep 2026-01-30
1065   Nishimoto, Sakura -Rep 2026-01-16 2026-01-21
1066   Rustagi, Amit -Rep 2026-01-20 2026-01-23
1067   Shahi, Dishant -Rep 2026-01-21 2026-01-24
1068   Sutheja, Ivan Reynaldo -Rep 2026-01-20 2026-01-26
1069 UBS SECURITIES HONG KONG LIMITED Du, Haozhe 杜昊哲 -Rep 2026-01-14 2026-01-21
1070   Santiago, Katrina Monique Santos +Rep 2026-01-22
1071 United Advanced International Capital Limited Leung, Man Kit (SFC:ANW505) 梁文傑 +RO 2026-01-29
1072   Liu, Chi Yeung 廖摯洋 +RO 2026-01-29
1073 UOB KAY HIAN (HONG KONG) LIMITED Ho, Choy Mei Sarah 何采薇 +Rep 2026-01-26
1074 UOB KAY HIAN FUTURES (HONG KONG) LIMITED   +Rep 2026-01-26
1075 VALUABLE CAPITAL LIMITED Yip, Wing Sang 葉永生 +Rep 2026-01-28
1076   Zhu, Yuxin (SFC:BWL917) 朱宇昕 -Rep 2025-07-18 2026-02-01
1077 VALUE PARTNERS HONG KONG LIMITED She, Genfei 佘亘菲 +Rep 2026-02-03
1078 VALUE PARTNERS LIMITED   +Rep 2026-02-03
1079 Value Partners Private Equity Limited   +Rep 2026-02-03
1080 Verition Advisors (Hong Kong) Limited Brown, James William (SFC:BXM475) +Rep 2026-02-02
1081 VI ASSET MANAGEMENT COMPANY LIMITED Ramzan, Vaseem -Rep 2021-08-13 2026-01-29
1082 Viberation Asset Management Limited Kwok, Wai Ling (SFC:BPX593) 郭慧玲 -RO 2025-05-09 2026-01-21
1083 Victoria Harbour International Financial Holdings Limited Hui, Daniel Sheung Yin 許尚賢 +Rep 2026-01-26
1084 VSFG Asset Management Limited Chen, Letian 陳樂天 -Rep 2022-10-03 2026-01-29
1085 Warburg Pincus (Hong Kong) Limited Liu, Zihan (SFC:BRL963) 刘子涵 +Rep 2026-01-21
1086 WEBULL SECURITIES LIMITED Yang, Kaixuan 楊凱璇 +Rep 2026-01-21
1087 Well Link Securities Limited Du, Wenxiang 杜文祥 +Rep 2026-01-22
1088 WELLCHAMP CAPITAL LIMITED Pun, Tit Shan 潘鐵珊 -Rep 2023-09-21 2026-02-02
1089     +RO 2026-02-02
1090 Wellington Management Hong Kong Limited (b2003-01-02) Cheong, Tin Mun Clara -Rep 2026-01-23 2026-02-04
1091   Dengo, Diana -Rep 2026-01-23 2026-01-28
1092   Dilkes, Ross Peter +Rep 2026-01-23
1093   Gorman, Stephen Alexander +Rep 2026-01-30
1094   Hosny, Ehab +Rep 2026-01-30
1095   Kirk, Laura Mistretta -Rep 2026-01-30 2026-02-04
1096   Manning, Timothy Newton +Rep 2026-01-30
1097   Reece, Schuyler Shearson -Rep 2026-01-23 2026-01-28
1098 Welwing Capital Group Limited Baker, Arthur Thomas +Rep 2026-02-03
1099   Ni, Gaofeng 倪高峰 +Rep 2026-02-03
1100 WeShare Asset Management Limited Fu, Weigang (SFC:BOU458) 付偉剛 +Rep 2026-02-02
1101 WFM Asia (HK) Limited Ip, Man Yuen 葉文遠 +Rep 2026-01-30
1102 Wilson Asset Management Co., Limited Li, Hangyu 李航宇 +Rep 2026-02-02
1103 WILSON SECURITIES LIMITED   +Rep 2026-02-02
1104 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Kam, Boris Kwun Kwan 金冠群 -RO 2022-03-21 2026-01-31
1105 Winner Zone Asset Management Limited Zhuang, Mingxi 庄名熙 +Rep 2026-01-27
1106 Wisdom Asset Management Limited (HK) Chan, Chun Fai (SFC:AUR704) 陳進輝 -Rep 2021-07-14 2026-01-29
1107   Chen, Heidi I Chun 陳宜君 +Rep 2026-01-28
1108 Wizardquant Capital Advisors Limited Ye, Fan (SFC:BSV427) 葉帆 +Rep 2026-02-02
1109 WRise Prestige Asset Management Limited Lee, Sui Fan 李瑞芬 +Rep 2026-01-23
1110   Ng, Kimberly (SFC:BXF941) 吳綺 +Rep 2026-01-23
1111 WRise Prestige Securities Limited Lee, Sui Fan 李瑞芬 +Rep 2026-01-23
1112   Ng, Kimberly (SFC:BXF941) 吳綺 +Rep 2026-01-23
1113 WRise Wealth Management (Hong Kong) Limited Lin, Jinyi (SFC:BXH628) 林津屹 +Rep 2026-01-23
1114 WSI ASSET MANAGEMENT LIMITED Chen, Yu Lun (SFC:BXL339) 陳鈺倫 +Rep 2026-02-04
1115 Xingtai Capital Management Limited Zhang, Xiaoyu (SFC:BMQ071) 张晓宇 +Rep 2026-02-02
1116 Xtreme Asset Management Limited Chan, Chun King 陳振琼 -RO 2025-02-20 2026-01-31
1117 YAX (Hong Kong) Limited Lee, Siu Chun 李兆進 +Rep 2026-01-26
1118 Yue Xiu Capital Limited Cheung, Vien Wing Yan 張穎欣 +Rep 2026-01-23
1119 YUE XIU SECURITIES COMPANY LIMITED   +Rep 2026-01-23
1120   Xiao, Minling 蕭敏玲 +Rep 2026-01-28
1121 Yues Asset & Wealth Management Limited Lui, Wai Man (SFC:AIU192) 呂偉文 -RO 2024-10-30 2026-01-31
1122 Yunfeng Asset Management Limited Shek, Chi Ying 石志瑩 +Rep 2026-01-21
1123 Yunfeng Financial Markets Limited Chan, June Tung Hung 陳東紅 -Rep 2024-11-01 2026-02-02
1124 Zero2IPO Capital Limited Lok, Ka Fai (SFC:AYL132) 駱嘉暉 +Rep 2026-01-26
1125 Zero2IPO Securities Limited   +Rep 2026-01-26
1126 Zeus Securities (Hong Kong) Limited Shan, Li (SFC:BWO390) 單笠 +RO 2026-01-28
1127 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Zeng, Haibo (SFC:BAH456) 曾海波 -RO 2016-03-09 2026-01-31
1128 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Ma, Hak Yiu 馬克遙 -Rep 2019-03-01 2026-02-01
1129   Wu, Ke (SFC:BHT089) 吳科 -RO 2019-03-15 2026-01-27
1130 ZHONGTAI INTERNATIONAL FUTURES LIMITED Ouyang, Yichuan 歐阳一川 +Rep 2026-02-02
1131 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Kwan, Sing Yan 關承恩 -Rep 2022-05-24 2026-01-25
1132   Ma, Hak Yiu 馬克遙 -RO 2019-04-03 2026-02-01
1133   Ouyang, Yichuan 歐阳一川 +Rep 2026-02-02
1134 Zircon Securities (HK) Limited Chun, Teresa Wai Kwan 秦慧君 +Rep 2026-01-22
1135 ZQ Capital Hong Kong Limited Chiang, Dominic Ying Jie 蔣英傑 +Rep 2026-02-02
1136 Zynergy Asset Management Limited Kam, Wing Kei Emily 甘泳琪 +Rep 2026-01-29
1137   Ye, Ting (SFC:BVF078) 叶婷 +Rep 2026-01-29

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