Mok, Kevin Ka Lam 莫家霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-10-24 | 2025-05-16 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2025-07-21 | 2026-01-26 | Rep | Advising on securities | 2025-07-21 | 2026-01-26 | Rep | Dealing in securities | 2025-07-21 | 2026-01-26 |
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