Xie, Zhuoli 謝卓立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2026-01-21 | Rep | Dealing in securities | 2026-01-21 |
| 2 | CHINA EASE INVESTMENT LIMITED | Rep | Advising on securities | 2024-07-15 | 2024-11-19 | Rep | Asset management | 2024-07-17 | 2024-11-19 |
| 3 | Goldhorse Securities Limited | Rep | Advising on securities | 2025-08-01 | 2025-10-03 | Rep | Dealing in securities | 2025-08-01 | 2025-10-03 |
| 4 | Tiger Brokers (HK) Global Limited | Rep | Dealing in futures contracts | 2023-08-30 | 2024-07-13 | Rep | Dealing in securities | 2023-08-30 | 2024-07-13 | Rep | Advising on securities | 2024-05-27 | 2024-07-13 |
| 5 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Dealing in futures contracts | 2023-02-14 | 2023-08-18 | Rep | Dealing in securities | 2023-02-14 | 2023-08-18 |
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