Lee, Kwok Yan (SFC:BIO431) 李珏昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2016-11-16 | 2022-01-12 | Rep | Advising on securities | 2016-11-16 | 2022-01-12 | Rep | Dealing in securities | 2016-11-16 | 2022-01-12 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2026-03-30 | Rep | Advising on corporate finance | 2026-03-30 | 2026-04-27 | RO | Advising on corporate finance | 2026-04-27 |
| 3 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-02-17 | 2023-05-11 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-02-17 | 2023-05-11 |
| 5 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2023-05-25 | 2024-05-13 | RO | Advising on corporate finance | 2024-05-13 | 2026-01-23 |
| 6 | Ping An Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2023-05-25 | 2026-01-23 |
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