Ng, Hock Leng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-06-23 | Rep | Advising on securities | 2003-06-23 | Rep | Asset management | 2003-06-23 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2025-02-21 | 2025-03-03 | Rep | Advising on securities | 2025-08-18 | 2025-08-25 | Rep | Advising on securities | 2026-01-30 |
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