Shi, Dong 史棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-05-25 | 2022-07-29 | Rep | Dealing in securities | 2018-05-25 | 2022-07-29 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2026-01-28 | Rep | Advising on securities | 2026-01-28 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2026-01-28 | |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-10-24 | 2024-05-07 | Rep | Dealing in securities | 2022-10-24 | 2024-05-07 | RO | Advising on corporate finance | 2024-05-07 | 2025-12-31 | RO | Dealing in securities | 2024-05-07 | 2025-12-31 |
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