Shi, Haochen (SFC:BQL601) 施昊晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2021-10-29 | 2021-11-03 |
| 2 | Central China International Securities Co., Limited | Rep | Advising on securities | 2021-12-03 | 2022-09-04 | Rep | Dealing in securities | 2021-12-03 | 2022-09-04 |
| 3 | JMC Capital HK Limited | Rep | Advising on securities | 2020-11-23 | 2021-09-30 | Rep | Asset management | 2020-11-23 | 2021-09-30 | Rep | Dealing in securities | 2020-11-23 | 2021-09-30 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2026-02-03 | Rep | Dealing in securities | 2026-02-03 |
| 5 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2022-09-30 | 2024-10-14 | Rep | Advising on futures contracts | 2022-10-21 | 2024-10-14 |
| 6 | uSmart Securities Limited | Rep | Advising on securities | 2024-11-04 | 2025-12-27 | Rep | Asset management | 2024-11-04 | 2025-12-27 | Rep | Dealing in securities | 2024-11-04 | 2025-12-27 |
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