Chen, Xiaoqing (SFC:BMW806) 陳小青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2026-02-04 | Rep | Dealing in securities | 2026-02-04 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2020-09-02 | 2025-01-24 | Rep | Dealing in securities | 2020-09-02 | 2025-01-24 |
| 3 | CMB International Global Markets Limited | Rep | Dealing in securities | 2022-03-11 | 2025-01-24 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2020-09-02 | 2025-01-24 |
| 5 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2018-05-16 | 2020-07-31 | Rep | Dealing in securities | 2018-05-16 | 2020-07-31 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2025-03-18 | 2025-12-11 |
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