Kuan, Wendy Hsiao Wei 關曉薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2006-05-10 | 2012-02-22 | Rep | Advising on securities | 2006-05-10 | 2012-02-22 | Rep | Asset management | 2006-05-10 | 2012-02-22 | Rep | Dealing in securities | 2006-05-10 | 2012-02-22 | Rep | Dealing in futures contracts | 2007-07-04 | 2012-02-22 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2026-01-28 | Rep | Asset management | 2026-01-28 | Rep | Dealing in securities | 2026-01-28 |
| 3 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2012-08-06 | 2022-10-25 | Rep | Asset management | 2012-08-06 | 2022-10-25 | Rep | Dealing in securities | 2012-08-06 | 2022-10-25 | RO | Advising on securities | 2022-10-25 | 2026-01-05 | RO | Asset management | 2022-10-25 | 2026-01-05 | RO | Dealing in securities | 2022-10-25 | 2026-01-05 |
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