Joseph Pulpel, Savio
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2025-10-30 | 2025-12-30 | Rep | Dealing in securities | 2025-10-30 | 2025-12-30 | RO | Dealing in futures contracts | 2025-12-30 | RO | Dealing in securities | 2025-12-30 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-03 | 2016-12-18 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-05-03 | 2025-06-03 | Rep | Dealing in securities | 2011-05-03 | 2025-06-03 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-05-03 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2025-06-03 | Rep | Dealing in securities | 2016-12-19 | 2025-06-03 |
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