Luk, Yu Hin 陸汝軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CFTC Asset Management (Hong Kong) Limited | RO | Advising on securities | 2023-07-05 | RO | Asset management | 2023-07-05 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-04-16 | 2023-01-27 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2018-04-16 | 2023-01-27 |
| 4 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2013-09-30 | 2017-04-09 | Rep | Dealing in securities | 2013-09-30 | 2017-04-09 | Rep | Leveraged foreign exchange trading | 2013-09-30 | 2017-04-09 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2007-12-06 | 2010-04-07 |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-03-14 | 2010-04-07 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-05-31 | 2018-03-21 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2017-05-31 | 2018-03-21 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-04-13 | 2013-09-09 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2010-04-13 | 2013-09-09 | Rep | Leveraged foreign exchange trading | 2013-07-30 | 2013-09-09 |
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