Tai, Waini Karen 戴維妮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) Rep Dealing in futures contracts 2007-06-20 2008-05-22
Rep Dealing in securities 2007-06-20 2008-05-22
2 LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) Rep Dealing in securities 2007-06-20 2008-05-22
3 PIPER JAFFRAY ASIA SECURITIES LIMITED Rep Advising on securities 2010-10-15 2012-08-25

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