Mak, Marian Yuen Man 麥沅雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED (b1976-02-27) | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 |
| 2 | LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) | Rep | Asset management | 2003-08-21 | Rep | Advising on securities | 2005-03-10 | Rep | Advising on corporate finance | 2007-04-10 | Rep | Dealing in securities | 2005-03-10 | 2007-04-10 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) | Rep | Dealing in securities | 2005-03-10 | 2007-04-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-01-04 | 2017-01-24 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2017-01-24 |
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