Law, Chuk Nga 羅竹雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2025-11-11 | Rep | Advising on corporate finance | 2025-11-11 | 2026-01-12 | RO | Advising on corporate finance | 2026-01-12 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2025-11-11 | 2026-01-12 | RO | Dealing in securities | 2026-01-12 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-11-04 | 2022-02-23 | RO | Advising on corporate finance | 2022-02-23 | 2025-10-10 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-11-04 | 2022-02-23 | RO | Dealing in securities | 2022-02-23 | 2025-10-10 |
| 5 | MESSIS CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-06-25 | 2016-09-29 | Rep | Dealing in securities | 2016-09-29 | 2021-09-17 | RO | Advising on corporate finance | 2016-09-29 | 2021-09-17 |
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