Wong, Chi Ling (SFC:ACG593) 黃志凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Berkshire Capitals Limited | RO | Dealing in futures contracts | 2011-05-12 | 2018-05-01 | RO | Dealing in securities | 2011-05-12 | 2018-05-01 |
| 2 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-22 | 2009-05-08 | Rep | Automated trading services | 2003-05-26 | 2003-09-05 |
| 3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-05-26 | 2003-09-02 | Rep | Dealing in securities | 2003-05-26 | 2009-05-08 |
| 4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2018-07-12 | 2018-09-17 | Rep | Dealing in securities | 2018-07-12 | 2018-09-17 | RO | Dealing in futures contracts | 2018-09-17 | 2020-11-19 | RO | Dealing in securities | 2018-09-17 | 2020-11-19 |
| 5 | Future Securities Limited (HK) | Rep | Advising on securities | 2025-12-11 | 2026-01-13 | Rep | Asset management | 2025-12-11 | 2026-01-13 | Rep | Dealing in securities | 2025-12-11 | 2026-01-13 | RO | Advising on futures contracts | 2026-01-13 | RO | Advising on securities | 2026-01-13 | RO | Asset management | 2026-01-13 | RO | Dealing in futures contracts | 2026-01-13 | RO | Dealing in securities | 2026-01-13 |
| 6 | Planetree Asset Management Limited (HK) | RO | Asset management | 2023-10-17 | 2024-09-30 |
| 7 | Planetree Futures Limited | RO | Dealing in futures contracts | 2021-06-17 | 2024-09-30 |
| 8 | Planetree Research Limited | RO | Advising on futures contracts | 2023-09-27 | 2024-09-30 | RO | Advising on securities | 2023-09-27 | 2024-09-30 |
| 9 | Planetree Securities Limited | RO | Dealing in securities | 2021-06-17 | 2024-09-30 | RO | Automated trading services | 2022-12-23 | 2024-09-30 |
| 10 | Rifa Futures Limited | RO | Dealing in futures contracts | 2009-05-11 | 2011-04-28 |
| 11 | Rifa Securities Limited | Rep | Dealing in securities | 2009-06-15 | 2009-09-22 | RO | Dealing in securities | 2009-09-22 | 2011-04-28 |
| 12 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-07-11 | 2025-10-01 | RO | Asset management | 2025-07-11 | 2025-10-01 |
| 13 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on securities | 2025-07-11 | 2025-10-01 | RO | Dealing in securities | 2025-07-11 | 2025-10-01 |
| 14 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2024-12-23 | 2025-02-20 | Rep | Dealing in securities | 2024-12-23 | 2025-02-20 | RO | Advising on securities | 2025-02-20 | 2025-05-31 | RO | Dealing in securities | 2025-02-20 | 2025-05-31 |
| 15 | VC International Asset Management Limited | Rep | Asset management | 2024-12-23 | 2025-02-20 | RO | Asset management | 2025-02-20 | 2025-05-31 |
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