Ho, Joyce Lok Yan 何樂忻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iCapital Hong Kong Limited | Rep | Advising on securities | 2026-01-02 | Rep | Dealing in securities | 2026-01-02 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2013-02-14 | 2014-05-15 | Rep | Asset management | 2013-02-14 | 2014-05-15 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2010-08-11 | 2014-05-15 | Rep | Advising on securities | 2013-02-14 | 2014-05-15 | Rep | Asset management | 2013-02-14 | 2014-05-15 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-09-14 | 2024-11-18 | Rep | Dealing in securities | 2016-09-14 | 2024-11-18 | RO | Advising on securities | 2024-11-18 | 2025-12-05 | RO | Dealing in securities | 2024-11-18 | 2025-12-05 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2014-05-27 | 2016-08-25 | Rep | Asset management | 2014-05-27 | 2016-08-25 | Rep | Dealing in securities | 2014-05-27 | 2016-08-25 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2014-05-27 | 2016-08-25 | Rep | Asset management | 2014-05-27 | 2016-08-25 | Rep | Dealing in securities | 2014-05-27 | 2016-08-25 |
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