Upton, Adam Boyd
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AOP Capital Limited | RO | Asset management | 2017-10-13 | 2024-06-26 | RO | Advising on securities | 2020-05-28 | 2024-06-26 | Rep | Advising on securities | 2024-06-26 | 2024-06-28 | Rep | Asset management | 2024-06-26 | 2024-06-28 |
| 2 | Bowman and Fitzhugh Asset Management Limited | Rep | Advising on securities | 2026-03-19 | Rep | Asset management | 2026-03-19 |
| 3 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2007-03-23 | 2012-09-21 | Rep | Asset management | 2007-03-23 | 2012-09-21 |
| 4 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2007-03-23 | 2012-09-21 | Rep | Advising on securities | 2007-03-23 | 2012-09-21 | Rep | Asset management | 2007-03-23 | 2012-09-21 |
| 5 | Toscafund HK Limited | Rep | Advising on securities | 2024-06-28 | 2026-01-30 | Rep | Asset management | 2024-06-28 | 2026-01-30 |
| 6 | Trafalgar Capital Management (HK) Limited | Rep | Asset management | 2014-10-14 | 2017-09-29 |
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