Shi, Xiaofeng (SFC:AVH848) 施曉峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-23 | 2021-02-19 | Rep | Asset management | 2020-11-23 | 2021-02-19 | Rep | Advising on futures contracts | 2021-02-05 | 2021-02-19 | RO | Advising on securities | 2021-02-19 | RO | Asset management | 2021-02-19 | Rep | Advising on futures contracts | 2021-02-25 | 2023-03-02 | RO | Advising on futures contracts | 2023-03-02 | 2025-12-17 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2025-11-07 | |
| 3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-06-22 | 2012-09-14 | Rep | Asset management | 2012-06-22 | 2012-09-14 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-07-06 | 2012-06-07 | Rep | Dealing in securities | 2010-07-06 | 2012-06-07 |
Webb-site Database - Powered By Linux Group