Wong, Hoi Ki (SFC:AJO046) 黃海祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | RO | Advising on securities | 2024-03-20 | 2026-04-16 | RO | Asset management | 2024-03-20 | 2026-04-16 |
| 2 | Beevest Securities Limited | RO | Advising on securities | 2024-03-20 | 2026-04-16 | RO | Dealing in futures contracts | 2024-03-20 | 2026-04-16 | RO | Dealing in securities | 2024-03-20 | 2026-04-16 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2022-04-20 | 2022-05-31 | Rep | Asset management | 2022-04-20 | 2022-05-31 | Rep | Dealing in securities | 2022-04-20 | 2022-05-31 | RO | Advising on securities | 2022-05-31 | 2023-05-09 | RO | Asset management | 2022-05-31 | 2023-05-09 | RO | Dealing in securities | 2022-05-31 | 2023-05-09 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-24 | 2013-04-06 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-23 | 2013-04-06 | Rep | Leveraged foreign exchange trading | 2005-10-31 | 2013-04-06 |
| 6 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2021-05-25 | 2021-07-09 | Rep | Asset management | 2021-05-25 | 2021-07-09 | Rep | Dealing in securities | 2021-05-25 | 2021-07-09 |
| 7 | Mason Securities Limited | Rep | Dealing in securities | 2013-04-18 | 2016-01-18 | RO | Dealing in securities | 2016-01-18 | 2017-07-28 | Rep | Advising on securities | 2021-05-25 | 2021-07-09 | Rep | Asset management | 2021-05-25 | 2021-07-09 | Rep | Dealing in securities | 2021-05-25 | 2021-07-09 |
| 8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-03-15 | 2005-09-21 |
| 9 | Sun Growth Asset Management Limited | RO | Advising on securities | 2019-10-09 | 2020-04-23 | RO | Asset management | 2019-10-09 | 2020-04-23 |
| 10 | Sun Growth Futures Limited | RO | Dealing in futures contracts | 2018-07-25 | 2019-04-16 |
| 11 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-08 | 2017-10-11 | RO | Dealing in securities | 2017-10-11 | 2021-02-28 | RO | Advising on securities | 2019-10-09 | 2021-02-28 | RO | Asset management | 2020-02-28 | 2021-02-28 |
| 12 | ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-18 | 2015-11-05 | RO | Dealing in futures contracts | 2015-11-05 | 2017-07-28 | Rep | Dealing in futures contracts | 2021-05-25 | 2021-07-09 |
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