Kwek, Joy Li Ern 郭麗恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-09-28 | 2015-10-09 | Rep | Advising on corporate finance | 2009-06-18 | 2012-07-10 | Rep | Advising on securities | 2009-06-18 | 2015-10-09 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-25 | 2007-09-03 | Rep | Dealing in securities | 2006-08-25 | 2007-09-03 | Rep | Advising on corporate finance | 2019-03-20 | 2025-04-30 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2025-10-09 | 2025-12-29 | Rep | Advising on securities | 2025-10-09 | 2025-12-29 | Rep | Dealing in securities | 2025-10-09 | 2025-12-29 | RO | Advising on corporate finance | 2025-12-29 | RO | Advising on securities | 2025-12-29 | RO | Dealing in securities | 2025-12-29 |
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