Lam, Siu Fong (SFC:ANV064) 林少芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2007-02-12 | 2018-07-19 | Rep | Advising on corporate finance | 2008-01-03 | 2018-07-19 | Rep | Advising on securities | 2014-06-23 | 2018-07-19 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2018-08-01 | 2025-07-15 | Rep | Advising on securities | 2018-08-01 | 2025-07-15 | Rep | Dealing in securities | 2018-08-01 | 2025-07-15 |
| 3 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Dealing in securities | 2006-10-25 | 2007-01-08 |
| 4 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2025-12-11 | |
| 5 | Ping An Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2025-12-11 | Rep | Dealing in securities | 2025-12-11 |
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