Kempton, Christopher Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-08-09 | 2024-08-13 | Rep | Dealing in securities | 2024-08-09 | 2024-08-13 | Rep | Advising on securities | 2025-02-11 | 2025-02-14 | Rep | Dealing in securities | 2025-02-11 | 2025-02-14 | Rep | Advising on securities | 2025-08-25 | 2025-08-29 | Rep | Dealing in securities | 2025-08-25 | 2025-08-29 | Rep | Advising on securities | 2025-11-07 | 2025-11-11 | Rep | Dealing in securities | 2025-11-07 | 2025-11-11 | Rep | Advising on securities | 2026-01-13 | 2026-01-16 | Rep | Dealing in securities | 2026-01-13 | 2026-01-16 |
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