Tam, Pui Fei Ralph 譚沛斐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2024-03-13 | 2026-03-23 | Rep | Asset management | 2024-03-13 | 2026-03-23 |
| 2 | CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED | Rep | Asset management | 2024-05-29 | 2026-03-23 |
| 3 | EFM ASSET MANAGEMENT LIMITED | Rep | Asset management | 2026-04-20 | |
| 4 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2023-09-04 | 2024-01-31 |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2023-09-04 | 2024-01-31 | Rep | Dealing in securities | 2023-09-04 | 2024-01-31 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-03-13 | 2026-03-23 |
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