Allen, Thomas James (SFC:BTL131)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-02-02 | 2023-02-10 | Rep | Advising on securities | 2024-02-05 | 2024-02-09 | Rep | Advising on securities | 2024-11-29 | 2024-12-05 | Rep | Advising on securities | 2025-03-17 | 2025-03-21 | Rep | Advising on securities | 2025-11-24 | 2025-11-27 |
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