Chan, Wai (SFC:BSJ621) 陳瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Securities Limited | Rep | Dealing in securities | 2022-05-20 | 2023-02-28 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2023-03-13 | 2026-01-02 |
| 3 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2026-03-16 | 2026-04-17 | Rep | Dealing in securities | 2026-03-16 | 2026-04-17 |
| 4 | Goldhorse Securities Limited | Rep | Advising on securities | 2026-02-04 | 2026-04-17 | Rep | Dealing in securities | 2026-02-04 | 2026-04-17 |
| 5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2026-05-07 |
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