Chan, On Ni (SFC:BSJ082) 陳安妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2025-12-22 | Rep | Asset management | 2025-12-22 |
| 2 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2022-04-26 | 2023-04-02 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2023-07-19 | 2025-04-27 | Rep | Asset management | 2023-09-06 | 2025-04-27 |
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