Zhu, Yiqian (SFC:BRX125) 朱一谦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2022-04-11 | 2026-02-13 | Rep | Advising on securities | 2024-09-02 | 2026-02-13 |
| 2 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2026-02-26 | Rep | Dealing in securities | 2026-02-26 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2021-11-29 | 2022-03-20 | Rep | Advising on securities | 2021-11-29 | 2022-03-20 | Rep | Dealing in securities | 2021-11-29 | 2022-03-20 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-11-29 | 2022-03-20 |
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