Mok, Chi Ho (SFC:BRP129)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RKD Capital Limited | Rep | Advising on securities | 2021-11-10 | 2022-10-24 | Rep | Asset management | 2021-11-10 | 2022-10-24 |
| 2 | Wells Global Asset Management Limited | Rep | Advising on securities | 2024-10-29 | 2025-02-28 | Rep | Asset management | 2024-10-29 | 2025-02-28 | Rep | Dealing in securities | 2024-10-29 | 2025-02-28 |
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