Gu, Ruoming 顾若茗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2023-06-30 | 2026-01-09 | Rep | Dealing in securities | 2023-06-30 | 2026-01-09 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-08-30 | 2023-01-09 | Rep | Advising on securities | 2021-08-30 | 2023-01-09 | Rep | Dealing in securities | 2021-08-30 | 2023-01-09 |
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