Lam, Ho Yin (SFC:BRB438) 林浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2021-04-21 | 2022-09-02 | Rep | Dealing in securities | 2021-04-21 | 2022-09-02 |
| 2 | Mirae Asset Securities (HK) Limited | Rep | Dealing in futures contracts | 2022-10-05 | 2025-12-24 | Rep | Dealing in securities | 2022-10-05 | 2025-12-24 | RO | Dealing in futures contracts | 2025-12-24 | RO | Dealing in securities | 2025-12-24 |
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