Liu, Yiyi (SFC:BIO217) 劉依依
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-11-15 | 2018-01-31 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-02-09 | 2021-06-25 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-07-14 | 2026-04-24 | Rep | Dealing in securities | 2021-08-26 | 2026-04-24 | RO | Advising on corporate finance | 2026-04-24 | RO | Dealing in securities | 2026-04-24 |
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