Li, Yun (SFC:BHZ514) 李韵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-09-28 | 2025-10-31 | Rep | Asset management | 2017-09-28 | 2025-10-31 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2016-08-16 | 2025-10-31 | Rep | Dealing in securities | 2016-08-16 | 2025-10-31 | Rep | Advising on futures contracts | 2022-09-23 | 2025-10-31 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2025-12-02 | Rep | Dealing in securities | 2025-12-02 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2025-12-02 |
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