Huang, Kai (SFC:BGB450) 黃凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dingxin (Securities) Limited | Rep | Dealing in securities | 2023-02-24 | 2025-11-07 | Rep | Advising on securities | 2023-03-13 | 2025-11-07 | Rep | Asset management | 2023-03-13 | 2025-11-07 | RO | Advising on securities | 2025-11-07 | RO | Asset management | 2025-11-07 | RO | Dealing in securities | 2025-11-07 |
| 2 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2017-09-20 | 2018-04-10 | Rep | Dealing in securities | 2017-09-20 | 2018-04-10 |
| 3 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-15 | 2023-01-03 |
| 4 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2015-08-24 | 2017-08-31 | Rep | Dealing in securities | 2017-05-09 | 2017-08-31 |
| 5 | Tensant Securities Limited | Rep | Dealing in securities | 2018-05-02 | 2018-10-09 |
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