Yu, Wai Sun 余維新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-12-07 | 2022-05-31 | Rep | Dealing in securities | 2020-12-07 | 2022-05-31 |
| 2 | Emperor Asset Management Limited | Rep | Advising on securities | 2026-01-15 | Rep | Asset management | 2026-01-15 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2025-12-08 | Rep | Dealing in futures contracts | 2025-12-08 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2025-12-08 | Rep | Dealing in securities | 2025-12-08 |
| 5 | Emperor Wealth Management Limited | Rep | Advising on securities | 2025-12-08 | Rep | Dealing in securities | 2025-12-08 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-29 | 2016-01-22 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-07-29 | 2016-01-22 |
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