Xiong, Linan 熊立南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2026-03-16 | Rep | Asset management | 2026-03-16 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2026-03-16 | |
| 3 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2015-05-11 | 2017-09-28 | Rep | Asset management | 2015-05-11 | 2017-09-28 | Rep | Dealing in securities | 2015-05-11 | 2017-09-28 |
| 4 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2024-06-17 | 2026-02-28 | Rep | Asset management | 2024-06-17 | 2026-02-28 | Rep | Dealing in securities | 2024-06-17 | 2026-02-28 |
| 5 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2018-03-22 | 2021-05-14 | Rep | Asset management | 2018-03-22 | 2021-05-14 |
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