Xiong, Yan (SFC:BPA567) 熊岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-30 | 2021-08-24 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2026-04-16 | |
| 3 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-09-27 | 2025-06-30 |
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