Shum, Shuk Yee 沈淑怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2022-07-06 | Rep | Dealing in securities | 2022-07-06 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2026-03-04 | Rep | Dealing in futures contracts | 2026-03-04 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2026-03-04 | Rep | Dealing in securities | 2026-03-04 |
| 4 | Greenfield Asset Management Limited | Rep | Advising on securities | 2014-11-24 | 2016-11-04 | Rep | Asset management | 2014-11-24 | 2016-11-04 |
| 5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-24 | 2022-06-24 | Rep | Dealing in securities | 2019-06-24 | 2022-06-24 |
| 6 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Advising on securities | 2016-11-21 | 2018-09-01 | Rep | Dealing in securities | 2016-11-21 | 2018-09-01 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-10-19 | 2019-06-08 | Rep | Dealing in securities | 2018-10-19 | 2019-06-08 |
Webb-site Database - Powered By Linux Group