Hung, Stephen Ngai Lam 洪藝林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Solomon JFZ (Asia) Holdings Limited | RO | Advising on securities | 2023-10-16 | 2025-11-11 | RO | Dealing in securities | 2023-10-16 | 2025-11-11 | Rep | Asset management | 2024-07-17 | 2025-11-11 |
| 2 | SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2025-12-02 | RO | Dealing in securities | 2025-12-02 |
| 3 | Vantage New Generation Securities Limited | Rep | Dealing in securities | 2019-07-11 | 2023-01-17 | Rep | Advising on securities | 2020-11-10 | 2023-01-17 | RO | Advising on securities | 2023-01-17 | 2023-05-31 | RO | Dealing in securities | 2023-01-17 | 2023-05-31 |
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