Xiao, Han (SFC:BOB352) 肖寒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2019-03-01 | 2023-02-20 | Rep | Advising on securities | 2019-03-01 | 2023-02-20 | Rep | Dealing in securities | 2019-03-01 | 2023-02-20 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2025-11-19 | Rep | Asset management | 2025-11-19 | Rep | Dealing in securities | 2025-11-19 |
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