Fan, Ning (SFC:BNV011) 范宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2022-11-03 | 2023-07-18 | Rep | Asset management | 2022-11-03 | 2023-07-18 | RO | Advising on securities | 2023-07-18 | 2025-11-25 | RO | Asset management | 2023-07-18 | 2025-11-25 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2018-11-26 | 2021-08-04 | Rep | Dealing in securities | 2018-11-26 | 2021-08-04 |
| 3 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2023-07-11 | 2025-11-25 | RO | Advising on securities | 2023-07-18 | 2025-11-25 | RO | Asset management | 2023-07-18 | 2025-11-25 |
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