Si, Lu 司璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-10 | 2015-02-02 | Rep | Dealing in securities | 2013-04-10 | 2015-02-02 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2026-01-08 | |
| 3 | CMB International Securities Limited | Rep | Advising on securities | 2026-01-08 | Rep | Dealing in securities | 2026-01-08 |
| 4 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2016-09-28 | 2020-12-24 |
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