Su, Tian 蘇恬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2021-01-14 | 2022-12-23 | Rep | Dealing in securities | 2021-01-14 | 2022-12-23 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2018-02-22 | 2020-12-18 | Rep | Dealing in securities | 2018-02-22 | 2020-12-18 |
| 3 | CMB International Global Markets Limited | Rep | Advising on securities | 2023-01-27 | 2025-10-31 | Rep | Dealing in securities | 2023-01-27 | 2025-10-31 |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2023-03-03 | 2025-10-31 | Rep | Dealing in securities | 2023-03-03 | 2025-10-31 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2025-11-25 | Rep | Dealing in securities | 2025-11-25 |
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