Liu, Wen-Yu 劉文昱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2008-12-23 | 2009-03-31 | Rep | Dealing in securities | 2008-12-23 | 2009-03-31 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-04-09 | 2009-11-30 | Rep | Dealing in securities | 2009-04-09 | 2009-11-30 |
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