Santilli, Filippo

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) Rep Advising on securities 2006-12-20 2008-03-20
Rep Dealing in securities 2006-12-20 2008-03-20
2 LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) Rep Dealing in securities 2006-12-20 2008-03-20
3 Neuberger Berman Asia Limited Rep Advising on securities 2008-04-23 2008-10-24
Rep Asset management 2008-04-23 2008-10-24
Rep Dealing in securities 2008-04-23 2008-10-24
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2008-11-05 2008-12-10
Rep Dealing in securities 2008-11-05 2008-12-10

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