Lim, Terence Seng Chong 林成忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) | Rep | Advising on corporate finance | 2006-05-17 | 2008-09-29 | Rep | Dealing in securities | 2006-05-17 | 2008-09-29 |
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) | Rep | Dealing in securities | 2006-05-17 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-01-15 | Rep | Dealing in securities | 2008-10-10 | 2009-01-15 |
| 4 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-01-17 | 2015-04-04 | Rep | Advising on securities | 2013-01-17 | 2015-04-04 | Rep | Dealing in securities | 2013-01-17 | 2015-04-04 |
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