Liu, Xiwei (SFC:BJV880) 劉熹薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2020-03-25 | 2026-01-05 | Rep | Asset management | 2020-03-25 | 2026-01-05 | Rep | Advising on futures contracts | 2020-04-01 | 2026-01-05 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-03-25 | 2020-12-09 | Rep | Asset management | 2020-03-25 | 2020-12-09 | Rep | Advising on futures contracts | 2020-04-01 | 2020-12-09 | Rep | Advising on futures contracts | 2021-12-03 | 2022-09-01 | Rep | Advising on securities | 2021-12-03 | 2022-09-01 | Rep | Asset management | 2021-12-03 | 2022-09-01 | Rep | Advising on securities | 2026-02-06 | Rep | Asset management | 2026-02-06 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2020-03-25 | 2026-01-05 | Rep | Asset management | 2020-03-25 | 2026-01-05 | Rep | Dealing in securities | 2020-03-25 | 2026-01-05 |
| 4 | UBS SDIC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2017-07-17 | 2020-02-28 | Rep | Asset management | 2017-07-17 | 2020-02-28 | Rep | Dealing in securities | 2017-07-17 | 2020-02-28 |
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