Park, Sung Wan 朴性玩

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2010-01-28 2011-08-17
2 Jefferies Hong Kong Limited Rep Dealing in securities 2012-07-16 2024-09-30
3 LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) Rep Advising on corporate finance 2003-08-12
Rep Advising on securities 2003-08-12
Rep Asset management 2003-08-12
Rep Automated trading services 2003-08-12
Rep Dealing in securities 2006-03-26
Rep Dealing in securities 2008-01-21 2008-09-29
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-10-10 2009-03-21

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