Rodrigues, Peter John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-09-25 | 2011-06-27 | Rep | Asset management | 2009-09-25 | 2011-06-27 |
| 2 | SDIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-04-26 | 2025-02-11 | Rep | Dealing in securities | 2021-04-26 | 2025-02-11 |
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