Yiu, Shing Wai 姚盛慧

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SFC roles

Organisation Position From Until
1 FT Securities Limited RepRepresentative 2018-03-26 2018-04-12
Resp OffResponsible Officer 2018-04-12 2019-11-02
2 Goldin Equities Limited RepRepresentative 2010-06-15 2010-08-11
Resp OffResponsible Officer 2010-08-11 2011-09-04
Resp OffResponsible Officer 2016-08-31 2018-03-02
3 SFGHK Limited Resp OffResponsible Officer 2011-09-06 2016-08-21
4 UOB KAY HIAN (HONG KONG) LIMITED RepRepresentative 2004-11-26 2010-06-10
5 UOB KAY HIAN FUTURES (HONG KONG) LIMITED RepRepresentative 2010-06-10
6 Yellow River Securities Limited RepRepresentative 2020-02-03 2020-02-13
Resp OffResponsible Officer 2020-02-13

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