Halek, David Neil

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SFC roles

Organisation Position From Until
1 Planetree Asset Management Limited (HK) Resp OffResponsible Officer 2025-02-18
2 Planetree Discount Lending Limited Resp OffResponsible Officer 2025-02-21
3 Planetree Futures Limited Resp OffResponsible Officer 2025-02-21
4 Planetree Research Limited Resp OffResponsible Officer 2025-02-21
5 Planetree Securities Limited Resp OffResponsible Officer 2025-02-21
6 SEEKERS ADVISORS H.K. LIMITED RepRepresentative 2013-09-19 2013-10-22
Resp OffResponsible Officer 2013-10-22 2024-11-08
7 UBS Asset Management (Hong Kong) Limited RepRepresentative 2003-08-29
Resp OffResponsible Officer 2003-08-29 2013-06-03

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